David James Mortlock

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Arrow Global Massey Limited (no longer approved here)

    FRN 718325

    • SMF16 Compliance Oversight (27 Jul 2023 to 31 Jan 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (27 Jul 2023 to 31 Jan 2025)
    • SMF3 Executive Director (20 Jul 2022 to 28 Jul 2023)
    • SMF5 Head of Internal Audit (19 May 2020 to 20 Jul 2022)
  • Intrum Mortgages UK Finance Limited (no longer approved here)

    FRN 459016

    • SMF3 Executive Director (20 Jul 2022 to 1 Jun 2023)
    • SMF5 Head of Internal Audit (19 May 2020 to 20 Jul 2022)
  • Capquest Debt Recovery Limited (no longer approved here)

    FRN 721513

    • SMF3 Executive Director (20 Jul 2022 to 1 Jun 2023)
    • SMF5 Head of Internal Audit (19 May 2020 to 20 Jul 2022)
  • Drydens Limited (no longer approved here)

    FRN 677021

    • SMF16 Compliance Oversight (6 Jul 2022 to 15 Nov 2022)
    • SMF5 Head of Internal Audit (19 May 2020 to 6 Jul 2022)
  • Vanquis Bank Limited (no longer approved here)

    FRN 221156

    • SMF5 Head of Internal Audit (7 Mar 2016 to 8 Mar 2018)
    • CF28 Systems and controls (4 Sep 2015 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.