Date authorised
16 October 2015
Companies House
06765260
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    10th Floor
    West Village
    114 Wellington Street
    Leeds
    West Yorkshire
    LS1 1BA
    UNITED KINGDOM
    Phone
    +4401138233443
  • Complaints Contact

    10th Floor
    West Village
    114 Wellington Street
    Leeds
    West Yorkshire
    LS1 1BA
    UNITED KINGDOM
    Phone
    +4401133688703

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Mortgage Servicing

    For Customer, Regulated mortgage contract

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

    Show 1 limitation
    • · Subject to this activity being limited to a non-mainstream regulated activity
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

    Show 1 limitation
    • · Subject to this activity being limited to a non-mainstream regulated activity
  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

    Show 1 limitation
    • · Subject to this activity being limited to a non-mainstream regulated activity
  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

    Show 1 limitation
    • · Subject to this activity being limited to a non-mainstream regulated activity
  • Debt Collection

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

    Show 1 limitation
    • · Subject to this activity being limited to a non-mainstream regulated activity

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Haithem Hilal

    IRN HXH00061

    • [FCA CF] Significant management (9 Dec 2020 to 1 Jan 2022)
  • Heidi Elizabeth Physick

    IRN HXP00093

    • [FCA CF] Significant management (9 Dec 2020 to 1 Jan 2022)
  • Iain Charles Andrew Cornish

    IRN ICC01026

    • CF2 Non Executive Director (9 Apr 2019 to 30 Apr 2019)
  • Janet Wade

    IRN JXW02129

    • [FCA CF] Manager of certification employee (9 Dec 2020 to 1 Jan 2022)
  • Jim Alexander Appleby

    IRN JXA02116

    • [FCA CF] Significant management (9 Dec 2020 to 1 Jan 2022)
  • Jonathan William Bloomer

    IRN JWB01104

    • SMF9 Chair of the Governing Body (9 Dec 2019 to 11 Oct 2021)
    • SMF13 Chair of the Nominations Committee (9 Dec 2019 to 11 Oct 2021)
    • CF2 Non Executive Director (25 Apr 2019 to 8 Dec 2019)
  • Lee Michael Rochford

    IRN LMR01018

    • SMF1 Chief Executive (9 Dec 2019 to 12 Oct 2021)
    • CF1 Director (25 Apr 2019 to 8 Dec 2019)
    • CF3 Chief Executive (25 Apr 2019 to 8 Dec 2019)
  • Maria Luis Albuquerque

    IRN MLA01067

    • CF2 Non Executive Director (25 Apr 2019 to 8 Dec 2019)
  • Mark Hadfield

    IRN MXH02703

    • CF29 Significant management (25 Feb 2016 to 1 Feb 2018)
  • Martina Swart

    IRN MXS90403

    • SMF3 Executive Director (11 Mar 2021 to 18 Oct 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (11 Mar 2021 to 22 Oct 2021)
    • SMF4 Chief Risk (11 Mar 2021 to 22 Oct 2021)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.