Date authorised
16 October 2015
Companies House
06765260
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    10th Floor
    West Village
    114 Wellington Street
    Leeds
    West Yorkshire
    LS1 1BA
    UNITED KINGDOM
    Phone
    +4401138233443
  • Complaints Contact

    10th Floor
    West Village
    114 Wellington Street
    Leeds
    West Yorkshire
    LS1 1BA
    UNITED KINGDOM
    Phone
    +4401133688703

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Mortgage Servicing

    For Customer, Regulated mortgage contract

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

    Show 1 limitation
    • · Subject to this activity being limited to a non-mainstream regulated activity
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

    Show 1 limitation
    • · Subject to this activity being limited to a non-mainstream regulated activity
  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

    Show 1 limitation
    • · Subject to this activity being limited to a non-mainstream regulated activity
  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

    Show 1 limitation
    • · Subject to this activity being limited to a non-mainstream regulated activity
  • Debt Collection

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

    Show 1 limitation
    • · Subject to this activity being limited to a non-mainstream regulated activity

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Matthew James Hotson

    IRN MJH00223

    • SMF2 Chief Finance (9 Dec 2019 to 29 Oct 2021)
    • CF1 Director (2 Oct 2019 to 8 Dec 2019)
  • Oliver John Stratton

    IRN OJS01015

    • Responsibility for MCD Intermediation (24 Jul 2025 to 6 Nov 2025)
    • Responsible for Insurance Distribution (24 Jul 2025 to 6 Nov 2025)
    • SMF1 Chief Executive (28 Mar 2022 to 6 Nov 2025)
    • SMF3 Executive Director (9 Dec 2019 to 6 Nov 2025)
    • CF1 Director (25 Apr 2019 to 8 Dec 2019)
  • Paola Bergamaschi

    IRN PXB01319

    • SMF10 Chair of the Risk Committee (9 Sep 2020 to 11 Oct 2021)
  • Paul David Cooper

    IRN PDC01119

    • CF1 Director (24 Jan 2019 to 25 Feb 2019)
  • Philip Holden

    IRN PXH01448

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (28 Apr 2022 to 1 Oct 2023)
    • CF1 Director (25 Feb 2016 to 8 Dec 2019)
  • Philip William Shepherd

    IRN PWS01077

    • SMF3 Executive Director (since 16 Nov 2021)
  • Rachel Frances Hopkins

    IRN RXH00317

    • [FCA CF] Significant management (9 Dec 2020 to 1 Jan 2022)
  • Richard Senior

    IRN RXS00743

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 29 Sep 2023)
    • SMF16 Compliance Oversight (since 16 Nov 2022)
  • Robert Searstone

    IRN RXS02441

    • [FCA CF] Manager of certification employee (9 Dec 2020 to 31 Oct 2021)
  • Sanjot Singh Gill

    IRN SXG00290

    • [FCA CF] Significant management (9 Dec 2020 to 1 Jan 2022)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.