Date authorised
16 October 2015
Companies House
06765260
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    10th Floor
    West Village
    114 Wellington Street
    Leeds
    West Yorkshire
    LS1 1BA
    UNITED KINGDOM
    Phone
    +4401138233443
  • Complaints Contact

    10th Floor
    West Village
    114 Wellington Street
    Leeds
    West Yorkshire
    LS1 1BA
    UNITED KINGDOM
    Phone
    +4401133688703

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Mortgage Servicing

    For Customer, Regulated mortgage contract

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

    Show 1 limitation
    • · Subject to this activity being limited to a non-mainstream regulated activity
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

    Show 1 limitation
    • · Subject to this activity being limited to a non-mainstream regulated activity
  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

    Show 1 limitation
    • · Subject to this activity being limited to a non-mainstream regulated activity
  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

    Show 1 limitation
    • · Subject to this activity being limited to a non-mainstream regulated activity
  • Debt Collection

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

    Show 1 limitation
    • · Subject to this activity being limited to a non-mainstream regulated activity

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Sarah Jane Barrass

    IRN SXB23893

    • SMF5 Head of Internal Audit (15 Jul 2022 to 6 Jun 2023)
  • Sarah Jane Higgins

    IRN SXH00895

    • [FCA CF] Significant management (since 15 Apr 2026)
  • Sarah Louise Woodward

    IRN SXW01071

    • [FCA CF] Significant management (since 24 Dec 2025)
  • Sarfraz Ahmed

    IRN SXA00352

    • [FCA CF] Significant management (10 Mar 2020 to 15 Apr 2026)
  • Steven Robert Heighway

    IRN SRH01185

    • Responsible for Insurance Distribution (since 22 Sep 2025)
    • Responsibility for MCD Intermediation (since 22 Sep 2025)
    • SMF1 Chief Executive (since 22 Sep 2025)
    • SMF3 Executive Director (since 22 Sep 2025)
    • [FCA CF] Significant management (16 Oct 2023 to 24 Dec 2025)
    • CF1 Director (25 Feb 2016 to 25 Apr 2019)
  • Stewart David Hamilton

    IRN SXH10182

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Jul 2020)
    • SMF3 Executive Director (9 Dec 2019 to 31 Jul 2020)
    • SMF4 Chief Risk (9 Dec 2019 to 31 Jul 2020)
    • CF28 Systems and controls (24 Sep 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (24 Sep 2019 to 8 Dec 2019)
    • CF1 Director (25 Apr 2019 to 8 Dec 2019)
  • Susan Carol Nickson

    IRN SCN01013

    • [FCA CF] Significant management (9 Dec 2020 to 16 Oct 2023)
    • SMF3 Executive Director (2 Dec 2020 to 16 Oct 2023)
    • CF28 Systems and controls (14 Jun 2016 to 25 Apr 2019)
    • CF3 Chief Executive (26 Feb 2016 to 28 Feb 2018)
  • Suzanne Louise Pearson

    IRN SXP00349

    • [FCA CF] Significant management (9 Dec 2020 to 1 Jan 2022)
  • Thi Nhuoc Lan Tu

    IRN TNT00005

    • SMF12 Chair of the Remuneration Committee (9 Dec 2019 to 11 Oct 2021)
    • CF2 Non Executive Director (17 May 2019 to 8 Dec 2019)
  • Timothy James Pope

    IRN TJP01154

    • CF1 Director (20 Nov 2017 to 25 Apr 2019)
    • CF2 Non Executive Director (25 Feb 2016 to 20 Nov 2017)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.