Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF14 Senior Independent Director (since 5 Jan 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (25 Feb 2022 to 25 Oct 2023)
    • SMF16 Compliance Oversight (25 Feb 2022 to 25 Oct 2023)
    • [FCA CF] Significant management (9 Dec 2020 to 1 Nov 2023)
    • SMF14 Senior Independent Director (since 5 Jan 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (11 Aug 2023 to 25 Oct 2023)
    • SMF16 Compliance Oversight (11 Aug 2023 to 25 Oct 2023)
    • [FCA CF] Significant management (1 Jun 2023 to 25 Oct 2023)
    • SMF14 Senior Independent Director (since 5 Jan 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (25 Feb 2022 to 25 Oct 2023)
    • SMF16 Compliance Oversight (25 Feb 2022 to 25 Oct 2023)
    • [FCA CF] Significant management (9 Dec 2020 to 1 Nov 2023)
  • Arrow Global Massey Limited (no longer approved here)

    FRN 718325

    • SMF16 Compliance Oversight (25 Feb 2022 to 31 May 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (25 Feb 2022 to 31 May 2023)
    • [FCA CF] Significant management (9 Dec 2020 to 31 May 2023)
  • Drydens Limited (no longer approved here)

    FRN 677021

    • [FCA CF] Significant management (9 Dec 2020 to 1 Jan 2022)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.