Philip William Shepherd

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

KROLL SECURITIES LTD.
FRN 466588
- CF1 Director (AR) (since 29 Aug 2023)
Arrow Global Adviser Limited
FRN 953341
- (12)Employed By (since 29 Aug 2023)
Drydens Limited
FRN 677021
- SMF3 Executive Director (since 16 Nov 2021)
Arrow Global Massey Limited
FRN 718325
- SMF3 Executive Director (since 16 Nov 2021)
Intrum Mortgages UK Finance Limited (no longer approved here)
FRN 459016
- SMF3 Executive Director (16 Nov 2021 to 1 Jun 2023)
- [FCA CF] Significant management (9 Dec 2020 to 1 Jan 2022)
Capquest Debt Recovery Limited (no longer approved here)
FRN 721513
- SMF3 Executive Director (16 Nov 2021 to 1 Jun 2023)
- [FCA CF] Significant management (9 Dec 2020 to 1 Jan 2022)
E-Mex Home Funding Limited (no longer approved here)
FRN 305370
- CF1 Director (7 May 2008 to 15 Dec 2008)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.