Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF7 Group Entity Senior Manager (since 21 Nov 2022)
    • CF1 Director (14 Feb 2007 to 19 Aug 2011)
    • SMF7 Group Entity Senior Manager (since 21 Nov 2022)
  • Prudential Distribution Limited (no longer approved here)

    FRN 194709

    • [FCA CF] Significant management (25 Feb 2022 to 6 May 2022)
    • SMF3 Executive Director (9 Dec 2019 to 7 Jun 2022)
    • SMF2 Chief Finance (9 Dec 2019 to 25 Feb 2022)
    • CF28 Systems and controls (12 Aug 2019 to 8 Dec 2019)
    • CF1 Director (12 Aug 2019 to 8 Dec 2019)
  • M&G Investment Management Limited (no longer approved here)

    FRN 119328

    • SMF7 Group Entity Senior Manager (22 Jan 2022 to 7 Jun 2022)
  • Aspen Insurance UK Limited (no longer approved here)

    FRN 202644

    • SMF14 Senior Independent Director (29 Nov 2021 to 7 May 2022)
    • SMF11 Chair of the Audit Committee (24 Mar 2021 to 7 May 2022)
  • Aspen Managing Agency Limited (no longer approved here)

    FRN 478192

    • SMF14 Senior Independent Director (29 Nov 2021 to 7 May 2022)
  • Investment Funds Direct Limited (no longer approved here)

    FRN 114432

    • SMF3 Executive Director (11 Mar 2021 to 17 Jan 2022)
  • Prudential Lifetime Mortgages Limited (no longer approved here)

    FRN 119350

    • SMF2 Chief Finance (9 Dec 2019 to 7 Jun 2022)
    • SMF3 Executive Director (9 Dec 2019 to 7 Jun 2022)
    • CF1 Director (12 Aug 2019 to 8 Dec 2019)
    • CF28 Systems and controls (12 Aug 2019 to 8 Dec 2019)
  • M&G ADVICE PARTNERS LIMITED (no longer approved here)

    FRN 584256

    • SMF2 Chief Finance (9 Dec 2019 to 7 Jun 2022)
    • CF28 Systems and controls (12 Aug 2019 to 8 Dec 2019)
  • Prudential Pensions Limited (no longer approved here)

    FRN 110434

    • SMF2 Chief Finance (12 Aug 2019 to 7 Jun 2022)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.