Shawbrook Bank Limited

• Principal Place of Business

  40 Leadenhall Street

  London

  EC3A 2BJ

  UNITED KINGDOM

  Phone

  +441277751110

  Web

  https://www.shawbrook.co.uk

• Complaints Contact

  Lutea House

  Warley Hill Business Park

  The Drive

  Great Warley

  Brentwood

  Essex

  CM13 3BE

  UNITED KINGDOM

  Phone

  +441277751110

• Bank Deposits

  For All, Deposit

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Lending

• Mortgage Servicing

  For Customer, Regulated mortgage contract

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

  Show 2 limitations Hide limitations

  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Debt Negotiation

  Show 1 limitation Hide limitations

  • · Limited to debt adjusting excluding the conclusion or administration of debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Debt Plan Admin

• Debt Collection

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Consumer Hire

• Mortgage Lending

  For Customer, Regulated mortgage contract

• Consumer Loans

• Consumer Hire Servicing

• Loan Servicing

• James Edward Roy Blower

  IRN JEB01256

  • CF29 Significant management (12 Apr 2013 to 30 Jun 2014)
• James Longstaff

  IRN JXL00940

  • [FCA CF] Material risk taker (since 23 May 2025)
  • [PRA CF] Significant risk taker or Material risk taker (since 23 May 2025)
• James Robert Brown

  IRN JXB69203

  • [FCA CF] Material risk taker (13 Sep 2021 to 31 Dec 2021)
  • [PRA CF] Significant risk taker or Material risk taker (13 Sep 2021 to 31 Dec 2021)
• Janet Connor

  IRN JXC01366

  • Director of firm who is not a certification employee or a SMF manager (since 1 May 2022)
• Jason Nicholson

  IRN JXN00392

  • [PRA CF] Significant risk taker or Material risk taker (since 10 Oct 2024)
  • [FCA CF] Material risk taker (since 10 Oct 2024)
• Jeremy Derek Law

  IRN JXL70544

  • [FCA CF] Material risk taker (7 Mar 2018 to 17 May 2019)
  • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2018 to 17 May 2019)
• Joanna Claire Louise Grobel

  IRN JXG00946

  • [FCA CF] Material risk taker (since 1 Aug 2025)
  • [PRA CF] Significant risk taker or Material risk taker (since 1 Aug 2025)
• Joanne Edwards

  IRN JXE00059

  • [PRA CF] Significant risk taker or Material risk taker (27 Nov 2020 to 16 Jun 2022)
  • [FCA CF] Material risk taker (27 Nov 2020 to 16 Jun 2022)
• John Dalrymple Callender

  IRN JXC01628

  • SMF9 Chair of the Governing Body (since 8 Mar 2018)
• John Edward Mottershead

  IRN JEM01158

  • CF10 Compliance Oversight (26 Feb 2007 to 31 Aug 2007)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 1 Feb 2007)
  • CF1 Director (1 Dec 2001 to 31 Aug 2007)

No changes recorded yet.