Shawbrook Bank Limited

• Principal Place of Business

  40 Leadenhall Street

  London

  EC3A 2BJ

  UNITED KINGDOM

  Phone

  +441277751110

  Web

  https://www.shawbrook.co.uk

• Complaints Contact

  Lutea House

  Warley Hill Business Park

  The Drive

  Great Warley

  Brentwood

  Essex

  CM13 3BE

  UNITED KINGDOM

  Phone

  +441277751110

• Bank Deposits

  For All, Deposit

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Lending

• Mortgage Servicing

  For Customer, Regulated mortgage contract

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

  Show 2 limitations Hide limitations

  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Debt Negotiation

  Show 1 limitation Hide limitations

  • · Limited to debt adjusting excluding the conclusion or administration of debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Debt Plan Admin

• Debt Collection

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Consumer Hire

• Mortgage Lending

  For Customer, Regulated mortgage contract

• Consumer Loans

• Consumer Hire Servicing

• Loan Servicing

• John Patrick Eastgate

  IRN JPE01044

  • SMF18 Other Overall Responsibility (12 Jun 2020 to 9 Nov 2021)
  • Responsibility for MCD Intermediation (12 Jun 2020 to 9 Nov 2021)
  • [PRA CF] Significant risk taker or Material risk taker (1 Apr 2019 to 11 Jun 2020)
  • [FCA CF] Material risk taker (1 Apr 2019 to 11 Jun 2020)
• John Peace

  IRN JWP01031

  • CF1 Director (1 Dec 2001 to 11 Oct 2006)
• John Peter Onslow

  IRN JPO01056

  • CF29 Significant management (19 Feb 2015 to 9 Jul 2015)
• John Rutland

  IRN JXR00038

  • [FCA CF] Material risk taker (since 5 Aug 2025)
  • [PRA CF] Significant risk taker or Material risk taker (since 5 Aug 2025)
• Jonathan Heaton

  IRN JXH03269

  • [PRA CF] Managing a material risk taker (30 Jul 2025 to 31 Oct 2025)
  • [FCA CF] Material risk taker (30 Jul 2025 to 31 Oct 2025)
• Joseph Smith

  IRN JXS01504

  • CF2 Non Executive Director (8 Feb 2007 to 19 May 2009)
• Julia Ann Palmer

  IRN JXP70516

  • [FCA CF] Material risk taker (13 Jun 2018 to 7 Jul 2022)
  • [PRA CF] Significant risk taker or Material risk taker (13 Jun 2018 to 7 Jul 2022)
• Julian Hynd

  IRN JXH02791

  • SMF24 Chief Operations (3 Sep 2019 to 9 Nov 2021)
  • [PRA CF] Significant risk taker or Material risk taker (15 Apr 2019 to 2 Sep 2019)
  • [FCA CF] Material risk taker (15 Apr 2019 to 2 Sep 2019)
• Kasia Krishan

  IRN KXK00378

  • [PRA CF] Significant risk taker or Material risk taker (since 15 Dec 2023)
  • [FCA CF] Material risk taker (since 15 Dec 2023)
• Katarzyna Klehr

  IRN KXK00014

  • [PRA CF] Significant risk taker or Material risk taker (27 Aug 2020 to 6 Feb 2024)
  • [FCA CF] Material risk taker (27 Aug 2020 to 6 Feb 2024)

No changes recorded yet.