Shawbrook Bank Limited

• Principal Place of Business

  40 Leadenhall Street

  London

  EC3A 2BJ

  UNITED KINGDOM

  Phone

  +441277751110

  Web

  https://www.shawbrook.co.uk

• Complaints Contact

  Lutea House

  Warley Hill Business Park

  The Drive

  Great Warley

  Brentwood

  Essex

  CM13 3BE

  UNITED KINGDOM

  Phone

  +441277751110

• Bank Deposits

  For All, Deposit

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Lending

• Mortgage Servicing

  For Customer, Regulated mortgage contract

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

  Show 2 limitations Hide limitations

  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Debt Negotiation

  Show 1 limitation Hide limitations

  • · Limited to debt adjusting excluding the conclusion or administration of debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Debt Plan Admin

• Debt Collection

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Consumer Hire

• Mortgage Lending

  For Customer, Regulated mortgage contract

• Consumer Loans

• Consumer Hire Servicing

• Loan Servicing

• Katherine Marechal

  IRN KXM78237

  • [FCA CF] Material risk taker (since 6 Sep 2023)
  • [PRA CF] Significant risk taker or Material risk taker (since 6 Sep 2023)
• Kathryn Anne Winup

  IRN KAW01054

  • [FCA CF] Material risk taker (6 Dec 2019 to 1 Aug 2024)
  • [PRA CF] Significant risk taker or Material risk taker (6 Dec 2019 to 1 Aug 2024)
• Kevin Boyd

  IRN KXB01304

  • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2018 to 15 Feb 2019)
  • [FCA CF] Material risk taker (7 Mar 2018 to 15 Feb 2019)
• Kevin Vinten

  IRN KXV01124

  • [FCA CF] Material risk taker (30 Jun 2017 to 14 Apr 2022)
  • [PRA CF] Significant risk taker or Material risk taker (30 Jun 2017 to 14 Apr 2022)
• Laura Carranceja

  IRN LXC00475

  • [PRA CF] Significant risk taker or Material risk taker (since 31 Mar 2023)
  • [FCA CF] Material risk taker (since 31 Mar 2023)
• Lee Bowyer

  IRN LXB70514

  • [FCA CF] Material risk taker (21 Sep 2018 to 5 May 2020)
  • [PRA CF] Significant risk taker or Material risk taker (21 Sep 2018 to 5 May 2020)
• Leighton Grew

  IRN LXG70538

  • [FCA CF] Material risk taker (since 7 Mar 2016)
  • [PRA CF] Significant risk taker or Material risk taker (since 7 Mar 2016)
• Lindsey McMurray

  IRN LXM01118

  • Director of firm who is not a certification employee or a SMF manager (since 7 Mar 2016)
  • CF2 Non Executive Director (28 Apr 2011 to 6 Mar 2016)
• Lisa Jane Dobson

  IRN LXD73296

  • [PRA CF] Significant risk taker or Material risk taker (9 Nov 2020 to 31 Dec 2021)
  • [FCA CF] Material risk taker (9 Nov 2020 to 31 Dec 2021)
• Louise Jayne Bird

  IRN LXB00857

  • [PRA CF] Significant risk taker or Material risk taker (since 30 Oct 2025)
  • [FCA CF] Material risk taker (since 30 Oct 2025)

No changes recorded yet.