Shawbrook Bank Limited

• Principal Place of Business

  40 Leadenhall Street

  London

  EC3A 2BJ

  UNITED KINGDOM

  Phone

  +441277751110

  Web

  https://www.shawbrook.co.uk

• Complaints Contact

  Lutea House

  Warley Hill Business Park

  The Drive

  Great Warley

  Brentwood

  Essex

  CM13 3BE

  UNITED KINGDOM

  Phone

  +441277751110

• Bank Deposits

  For All, Deposit

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Lending

• Mortgage Servicing

  For Customer, Regulated mortgage contract

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

  Show 2 limitations Hide limitations

  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Debt Negotiation

  Show 1 limitation Hide limitations

  • · Limited to debt adjusting excluding the conclusion or administration of debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Debt Plan Admin

• Debt Collection

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Consumer Hire

• Mortgage Lending

  For Customer, Regulated mortgage contract

• Consumer Loans

• Consumer Hire Servicing

• Loan Servicing

• Malcolm Jason Monkhouse

  IRN MXM04647

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 7 Oct 2025)
• Mandip Bagri

  IRN MXB01115

  • [FCA CF] Material risk taker (31 Mar 2023 to 5 Feb 2024)
  • [PRA CF] Significant risk taker or Material risk taker (31 Mar 2023 to 5 Feb 2024)
• Marcelino Castrillo Garcia

  IRN CGM01080

  • SMF1 Chief Executive (since 26 May 2021)
• Mark Pickering Walker

  IRN MPW01090

  • CF29 Significant management (1 Nov 2007 to 25 Sep 2009)
  • CF19 Significant Mgt (Financial Resources) (25 Sep 2007 to 31 Oct 2007)
• Mark Richard Weller

  IRN MXW70517

  • [FCA CF] Material risk taker (9 Nov 2018 to 31 May 2023)
  • [PRA CF] Significant risk taker or Material risk taker (9 Nov 2018 to 31 May 2023)
• Mark Russel Gray

  IRN MRG01086

  • CF28 Systems and controls (17 Jan 2012 to 31 May 2013)
• Mark Sweeting

  IRN MXS02308

  • CF29 Significant management (1 Nov 2007 to 21 Feb 2011)
  • CF17 Significant Mgt (Other Business Operations) (14 Feb 2007 to 31 Oct 2007)
• Matthew Kay

  IRN MXK00468

  • [FCA CF] Material risk taker (since 14 May 2024)
  • [PRA CF] Significant risk taker or Material risk taker (since 14 May 2024)
• Matthew Potts

  IRN MXP00145

  • [PRA CF] Significant risk taker or Material risk taker (16 Nov 2020 to 10 Mar 2025)
  • [FCA CF] Material risk taker (16 Nov 2020 to 10 Mar 2025)
• Michael Andrew Williams

  IRN MXW70520

  • [FCA CF] Material risk taker (2 Sep 2019 to 31 Dec 2021)
  • [PRA CF] Significant risk taker or Material risk taker (2 Sep 2019 to 31 Dec 2021)

No changes recorded yet.