Shawbrook Bank Limited

• Principal Place of Business

  40 Leadenhall Street

  London

  EC3A 2BJ

  UNITED KINGDOM

  Phone

  +441277751110

  Web

  https://www.shawbrook.co.uk

• Complaints Contact

  Lutea House

  Warley Hill Business Park

  The Drive

  Great Warley

  Brentwood

  Essex

  CM13 3BE

  UNITED KINGDOM

  Phone

  +441277751110

• Bank Deposits

  For All, Deposit

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Lending

• Mortgage Servicing

  For Customer, Regulated mortgage contract

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

  Show 2 limitations Hide limitations

  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Debt Negotiation

  Show 1 limitation Hide limitations

  • · Limited to debt adjusting excluding the conclusion or administration of debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Debt Plan Admin

• Debt Collection

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Consumer Hire

• Mortgage Lending

  For Customer, Regulated mortgage contract

• Consumer Loans

• Consumer Hire Servicing

• Loan Servicing

• Michele Mavis Turmore

  IRN MXT01483

  • SMF12 Chair of the Remuneration Committee (since 1 Aug 2022)
  • Director of firm who is not a certification employee or a SMF manager (1 Oct 2019 to 31 Jul 2022)
• Miguel Sard

  IRN MXS87011

  • SMF18 Other Overall Responsibility (since 23 Oct 2024)
  • [FCA CF] Significant management (17 Sep 2024 to 23 Oct 2024)
• Murray Long

  IRN MXL00858

  • [FCA CF] Material risk taker (since 6 Mar 2026)
  • [PRA CF] Significant risk taker or Material risk taker (since 6 Mar 2026)
• Nadia Teresa Kanaan

  IRN NXK00360

  • [PRA CF] Significant risk taker or Material risk taker (since 10 Sep 2025)
  • [FCA CF] Material risk taker (since 10 Sep 2025)
• Neal Desai

  IRN NXD70528

  • [FCA CF] Material risk taker (since 1 Jul 2025)
  • [PRA CF] Significant risk taker or Material risk taker (since 1 Jul 2025)
  • [PRA CF] Significant risk taker or Material risk taker (9 Nov 2018 to 28 Feb 2025)
  • [FCA CF] Material risk taker (9 Nov 2018 to 28 Feb 2025)
• Neil Edward Rudge

  IRN NER01018

  • SMF18 Other Overall Responsibility (since 4 Sep 2020)
  • [PRA CF] Significant risk taker or Material risk taker (6 Dec 2017 to 3 Sep 2020)
  • [FCA CF] Material risk taker (6 Dec 2017 to 3 Sep 2020)
• Neil Fuller

  IRN NFF01002

  • CF1 Director (1 Dec 2001 to 29 Aug 2003)
  • CF13 Finance (1 Dec 2001 to 29 Aug 2003)
• Neil Hornsby

  IRN NXH70519

  • [FCA CF] Material risk taker (14 Dec 2018 to 30 Sep 2022)
  • [PRA CF] Significant risk taker or Material risk taker (14 Dec 2018 to 30 Sep 2022)
• Nicholas Guise Leitch

  IRN NGL01016

  • [FCA CF] Material risk taker (7 Mar 2018 to 28 Apr 2023)
  • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2018 to 28 Apr 2023)
• Nicholas John Gresham

  IRN NJG01097

  • CF1 Director (13 Aug 2003 to 27 Jul 2006)

No changes recorded yet.