Shawbrook Bank Limited

• Principal Place of Business

  40 Leadenhall Street

  London

  EC3A 2BJ

  UNITED KINGDOM

  Phone

  +441277751110

  Web

  https://www.shawbrook.co.uk

• Complaints Contact

  Lutea House

  Warley Hill Business Park

  The Drive

  Great Warley

  Brentwood

  Essex

  CM13 3BE

  UNITED KINGDOM

  Phone

  +441277751110

• Bank Deposits

  For All, Deposit

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Lending

• Mortgage Servicing

  For Customer, Regulated mortgage contract

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

  Show 2 limitations Hide limitations

  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Debt Negotiation

  Show 1 limitation Hide limitations

  • · Limited to debt adjusting excluding the conclusion or administration of debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Debt Plan Admin

• Debt Collection

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Consumer Hire

• Mortgage Lending

  For Customer, Regulated mortgage contract

• Consumer Loans

• Consumer Hire Servicing

• Loan Servicing

• Nicholas Mark Fielden

  IRN NMF01021

  • CF1 Director (6 Jun 2011 to 31 Oct 2013)
  • CF28 Systems and controls (6 Jun 2011 to 31 Oct 2013)
  • CF29 Significant management (6 Jun 2011 to 31 Oct 2013)
• Nicholas Paul McAuliffe

  IRN NPM01058

  • CF29 Significant management (21 Feb 2011 to 31 Dec 2015)
  • CF11 Money Laundering Reporting (21 Feb 2011 to 25 Jul 2012)
  • CF10 Compliance Oversight (21 Feb 2011 to 25 Jul 2012)
• Orla Anne O'Brien

  IRN OXO00035

  • [FCA CF] Material risk taker (since 28 Apr 2025)
  • [PRA CF] Significant risk taker or Material risk taker (since 28 Apr 2025)
• Owen Pearson Woodley

  IRN OPW01006

  • CF3 Chief Executive (21 Feb 2011 to 4 May 2012)
  • CF1 Director (21 Feb 2011 to 4 May 2012)
• Patrick Fermor

  IRN PXF70545

  • [PRA CF] Significant risk taker or Material risk taker (21 Sep 2018 to 19 Jul 2019)
  • [FCA CF] Material risk taker (21 Sep 2018 to 19 Jul 2019)
• Paul Alan Atkinson

  IRN PAA01051

  • CF1 Director (1 Dec 2001 to 27 Apr 2006)
• Paul Andrew Allton

  IRN PAA01098

  • [PRA CF] Significant risk taker or Material risk taker (since 7 Mar 2016)
  • [FCA CF] Material risk taker (since 7 Mar 2016)
• Paul Anthony Metcalf

  IRN PXM00781

  • [PRA CF] Significant risk taker or Material risk taker (17 Jul 2025 to 30 Dec 2025)
  • [FCA CF] Material risk taker (17 Jul 2025 to 30 Dec 2025)
• Paul Clark

  IRN PXC35646

  • [PRA CF] Significant risk taker or Material risk taker (since 1 Mar 2024)
  • [FCA CF] Material risk taker (since 1 Mar 2024)
• Paul David Asare-Archer

  IRN PDA01089

  • SMF17 Money Laundering Reporting Officer (MLRO) (10 Mar 2023 to 11 Jul 2025)
  • SMF16 Compliance Oversight (10 Mar 2023 to 11 Jul 2025)
  • [FCA CF] Material risk taker (27 Feb 2023 to 10 Mar 2023)
  • [PRA CF] Significant risk taker or Material risk taker (27 Feb 2023 to 10 Mar 2023)

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