Shawbrook Bank Limited

• Principal Place of Business

  40 Leadenhall Street

  London

  EC3A 2BJ

  UNITED KINGDOM

  Phone

  +441277751110

  Web

  https://www.shawbrook.co.uk

• Complaints Contact

  Lutea House

  Warley Hill Business Park

  The Drive

  Great Warley

  Brentwood

  Essex

  CM13 3BE

  UNITED KINGDOM

  Phone

  +441277751110

• Bank Deposits

  For All, Deposit

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Lending

• Mortgage Servicing

  For Customer, Regulated mortgage contract

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

  Show 2 limitations Hide limitations

  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Debt Negotiation

  Show 1 limitation Hide limitations

  • · Limited to debt adjusting excluding the conclusion or administration of debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Debt Plan Admin

• Debt Collection

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Consumer Hire

• Mortgage Lending

  For Customer, Regulated mortgage contract

• Consumer Loans

• Consumer Hire Servicing

• Loan Servicing

• Paul David Jacks

  IRN PXJ70542

  • [FCA CF] Material risk taker (12 Nov 2018 to 8 Jul 2025)
  • [PRA CF] Significant risk taker or Material risk taker (12 Nov 2018 to 8 Jul 2025)
• Paul Hedges

  IRN PXH70547

  • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 31 Dec 2018)
  • [FCA CF] Material risk taker (7 Mar 2016 to 31 Dec 2018)
• Paul Joseph Lawrence

  IRN PJL01204

  • Director of firm who is not a certification employee or a SMF manager (21 Jan 2025 to 31 Mar 2025)
  • SMF10 Chair of the Risk Committee (7 Mar 2016 to 21 Jan 2025)
  • CF2 Non Executive Director (24 Aug 2015 to 6 Mar 2016)
• Paul Kendall Donley

  IRN PXD70534

  • [FCA CF] Material risk taker (7 Mar 2016 to 29 Feb 2024)
  • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 29 Feb 2024)
• Paul Richard Wilde

  IRN PRW01107

  • [PRA CF] Significant risk taker or Material risk taker (25 Jul 2016 to 1 Mar 2026)
  • [FCA CF] Material risk taker (25 Jul 2016 to 1 Mar 2026)
• Paul Went

  IRN PXW70531

  • [PRA CF] Significant risk taker or Material risk taker (since 23 Oct 2024)
  • [FCA CF] Material risk taker (since 23 Oct 2024)
  • SMF18 Other Overall Responsibility (9 Aug 2021 to 23 Oct 2024)
  • [FCA CF] Material risk taker (7 Mar 2016 to 8 Aug 2021)
  • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 8 Aug 2021)
• Peter Lloyd Sutton

  IRN PLS01090

  • [PRA CF] Significant risk taker or Material risk taker (since 12 Dec 2019)
  • [FCA CF] Material risk taker (since 12 Dec 2019)
• Peter Walker

  IRN PXW01338

  • CF19 Significant Mgt (Financial Resources) (8 Feb 2007 to 20 Sep 2007)
• Peter William Layton

  IRN PXL00003

  • [PRA CF] Significant risk taker or Material risk taker (26 Jun 2020 to 31 Aug 2020)
  • [FCA CF] Material risk taker (26 Jun 2020 to 31 Aug 2020)
• Philip Anthony George

  IRN PAG01128

  • CF29 Significant management (9 Dec 2013 to 6 Mar 2016)

No changes recorded yet.