Shawbrook Bank Limited

• Principal Place of Business

  40 Leadenhall Street

  London

  EC3A 2BJ

  UNITED KINGDOM

  Phone

  +441277751110

  Web

  https://www.shawbrook.co.uk

• Complaints Contact

  Lutea House

  Warley Hill Business Park

  The Drive

  Great Warley

  Brentwood

  Essex

  CM13 3BE

  UNITED KINGDOM

  Phone

  +441277751110

• Bank Deposits

  For All, Deposit

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Lending

• Mortgage Servicing

  For Customer, Regulated mortgage contract

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

  Show 2 limitations Hide limitations

  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Debt Negotiation

  Show 1 limitation Hide limitations

  • · Limited to debt adjusting excluding the conclusion or administration of debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Debt Plan Admin

• Debt Collection

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Consumer Hire

• Mortgage Lending

  For Customer, Regulated mortgage contract

• Consumer Loans

• Consumer Hire Servicing

• Loan Servicing

• Phillip Christopher Laughton-Gleave

  IRN PXL70513

  • [FCA CF] Material risk taker (12 Feb 2019 to 11 Jul 2022)
  • [PRA CF] Significant risk taker or Material risk taker (12 Feb 2019 to 11 Jul 2022)
• Rachel Leslie Merritt

  IRN RXM70529

  • [FCA CF] Material risk taker (12 Feb 2020 to 11 Dec 2020)
  • [PRA CF] Significant risk taker or Material risk taker (12 Feb 2020 to 11 Dec 2020)
• Richard John Nettleingham

  IRN RXN01128

  • SMF16 Compliance Oversight (7 Mar 2016 to 31 Dec 2016)
  • CF10 Compliance Oversight (4 Aug 2014 to 6 Mar 2016)
• Richard Peter Armstrong

  IRN RXA70537

  • [FCA CF] Material risk taker (10 Feb 2020 to 6 Nov 2020)
  • [PRA CF] Significant risk taker or Material risk taker (10 Feb 2020 to 6 Nov 2020)
• Richard Pyman

  IRN RAP01089

  • CF3 Chief Executive (31 Mar 2014 to 1 Oct 2015)
  • CF1 Director (31 Mar 2014 to 1 Oct 2015)
  • CF29 Significant management (23 Apr 2012 to 1 Oct 2015)
• Robert Francis Roach

  IRN RFR01024

  • CF11 Money Laundering Reporting (11 Aug 2008 to 9 Jun 2009)
• Robert Trench Fox

  IRN RTF01012

  • CF2 Non Executive Director (1 Dec 2001 to 16 Apr 2008)
• Robert William Dyson

  IRN RWD01073

  • CF2 Non Executive Director (3 Jun 2009 to 31 Jan 2011)
• Robert William Lankey

  IRN RWL01050

  • [PRA CF] Significant risk taker or Material risk taker (8 Mar 2019 to 26 Feb 2020)
  • [FCA CF] Material risk taker (8 Mar 2019 to 26 Feb 2020)
• Robin Edward Penfold

  IRN REP01061

  • SMF16 Compliance Oversight (6 Dec 2016 to 31 Mar 2018)

No changes recorded yet.