Shawbrook Bank Limited

• Principal Place of Business

  40 Leadenhall Street

  London

  EC3A 2BJ

  UNITED KINGDOM

  Phone

  +441277751110

  Web

  https://www.shawbrook.co.uk

• Complaints Contact

  Lutea House

  Warley Hill Business Park

  The Drive

  Great Warley

  Brentwood

  Essex

  CM13 3BE

  UNITED KINGDOM

  Phone

  +441277751110

• Bank Deposits

  For All, Deposit

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Lending

• Mortgage Servicing

  For Customer, Regulated mortgage contract

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

  Show 2 limitations Hide limitations

  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Debt Negotiation

  Show 1 limitation Hide limitations

  • · Limited to debt adjusting excluding the conclusion or administration of debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Debt Plan Admin

• Debt Collection

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Consumer Hire

• Mortgage Lending

  For Customer, Regulated mortgage contract

• Consumer Loans

• Consumer Hire Servicing

• Loan Servicing

• Robin James Ashton

  IRN RJA01093

  • SMF12 Chair of the Remuneration Committee (27 Jul 2016 to 30 Jun 2022)
  • SMF14 Senior Independent Director (7 Mar 2016 to 30 Jun 2022)
  • CF2 Non Executive Director (23 Nov 2011 to 6 Mar 2016)
• Roger Vincent Lovering

  IRN RVL01005

  • SMF11 Chair of the Audit Committee (7 Mar 2016 to 1 Feb 2017)
  • Director of firm who is not a certification employee or a SMF manager (7 Mar 2016 to 31 Aug 2019)
  • CF2 Non Executive Director (25 Jan 2013 to 6 Mar 2016)
• Ronya Naim

  IRN RXN80954

  • SMF17 Money Laundering Reporting Officer (MLRO) (6 Apr 2021 to 1 Dec 2022)
  • [FCA CF] Material risk taker (13 May 2020 to 6 Apr 2021)
• Russell Thornton

  IRN RXT12688

  • SMF24 Chief Operations (24 Jun 2019 to 27 Jan 2025)
  • [FCA CF] Material risk taker (2 Jan 2019 to 23 Jun 2019)
  • [PRA CF] Significant risk taker or Material risk taker (2 Jan 2019 to 23 Jun 2019)
• Sally Ann Hibberd

  IRN SAH01117

  • Director of firm who is not a certification employee or a SMF manager (7 Mar 2016 to 31 Jan 2019)
  • CF2 Non Executive Director (3 Nov 2015 to 6 Mar 2016)
• Sam David Foskett

  IRN SXF00586

  • [FCA CF] Material risk taker (since 1 Feb 2026)
  • [PRA CF] Significant risk taker or Material risk taker (since 1 Feb 2026)
• Scott Callaghan

  IRN SXC01001

  • [FCA CF] Material risk taker (since 1 Mar 2026)
  • [PRA CF] Significant risk taker or Material risk taker (since 1 Mar 2026)
• Simon Bradbury

  IRN SXB70548

  • [FCA CF] Material risk taker (19 Oct 2018 to 31 Jul 2019)
  • [PRA CF] Significant risk taker or Material risk taker (19 Oct 2018 to 31 Jul 2019)
• Simon Peter Furnell

  IRN SPF01038

  • CF29 Significant management (9 Sep 2014 to 6 Mar 2016)
• Sobia Siddiq

  IRN SXS05681

  • [PRA CF] Significant risk taker or Material risk taker (since 31 Jul 2025)
  • [FCA CF] Material risk taker (since 31 Jul 2025)

No changes recorded yet.