Shawbrook Bank Limited

• Principal Place of Business

  40 Leadenhall Street

  London

  EC3A 2BJ

  UNITED KINGDOM

  Phone

  +441277751110

  Web

  https://www.shawbrook.co.uk

• Complaints Contact

  Lutea House

  Warley Hill Business Park

  The Drive

  Great Warley

  Brentwood

  Essex

  CM13 3BE

  UNITED KINGDOM

  Phone

  +441277751110

• Bank Deposits

  For All, Deposit

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Lending

• Mortgage Servicing

  For Customer, Regulated mortgage contract

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

  Show 2 limitations Hide limitations

  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Debt Negotiation

  Show 1 limitation Hide limitations

  • · Limited to debt adjusting excluding the conclusion or administration of debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Debt Plan Admin

• Debt Collection

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Consumer Hire

• Mortgage Lending

  For Customer, Regulated mortgage contract

• Consumer Loans

• Consumer Hire Servicing

• Loan Servicing

• Stephen David Johnson

  IRN SDJ01039

  • Responsibility for MCD Intermediation (21 Mar 2016 to 23 Jan 2018)
  • SMF3 Executive Director (7 Mar 2016 to 23 Jan 2018)
  • CF1 Director (5 May 2015 to 6 Mar 2016)
  • CF29 Significant management (9 Oct 2012 to 6 Mar 2016)
• Stephen Frank Lavers

  IRN SFL01003

  • CF13 Finance (1 Dec 2001 to 1 Feb 2007)
• Stephen James Pateman

  IRN SJP01297

  • Responsibility for MCD Intermediation (29 May 2018 to 27 Jul 2018)
  • SMF1 Chief Executive (7 Mar 2016 to 27 Jul 2018)
  • CF3 Chief Executive (1 Jan 2016 to 6 Mar 2016)
• Stephen Lee Perry

  IRN SLP01060

  • CF29 Significant management (27 Oct 2009 to 31 Jan 2011)
• Stuart Doignie

  IRN SXD02399

  • [PRA CF] Significant risk taker or Material risk taker (since 27 Aug 2020)
  • [FCA CF] Material risk taker (since 27 Aug 2020)
• Stuart James Campbell

  IRN SJC01491

  • [PRA CF] Significant risk taker or Material risk taker (since 3 May 2016)
  • [FCA CF] Material risk taker (since 3 May 2016)
• Stuart Overend

  IRN SXO00312

  • [FCA CF] Material risk taker (since 26 Feb 2026)
  • [PRA CF] Significant risk taker or Material risk taker (since 26 Feb 2026)
• Suzanne Saville

  IRN SXS70512

  • [FCA CF] Material risk taker (9 Aug 2017 to 30 Oct 2025)
  • [PRA CF] Significant risk taker or Material risk taker (9 Aug 2017 to 30 Oct 2025)
• Terence Duddy

  IRN TXD01100

  • CF2 Non Executive Director (19 Apr 2002 to 1 Feb 2007)
  • CF1 Director (1 Dec 2001 to 19 Apr 2002)
• Terry Woodley

  IRN TXW70539

  • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 28 Apr 2023)
  • [FCA CF] Material risk taker (7 Mar 2016 to 28 Apr 2023)

No changes recorded yet.