Shawbrook Bank Limited

• Principal Place of Business

  40 Leadenhall Street

  London

  EC3A 2BJ

  UNITED KINGDOM

  Phone

  +441277751110

  Web

  https://www.shawbrook.co.uk

• Complaints Contact

  Lutea House

  Warley Hill Business Park

  The Drive

  Great Warley

  Brentwood

  Essex

  CM13 3BE

  UNITED KINGDOM

  Phone

  +441277751110

• Bank Deposits

  For All, Deposit

• Buy-to-Let Mortgage Admin

• Buy-to-Let Mortgage Lending

• Mortgage Servicing

  For Customer, Regulated mortgage contract

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

  Show 2 limitations Hide limitations

  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Debt Negotiation

  Show 1 limitation Hide limitations

  • · Limited to debt adjusting excluding the conclusion or administration of debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Debt Plan Admin

• Debt Collection

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Consumer Hire

• Mortgage Lending

  For Customer, Regulated mortgage contract

• Consumer Loans

• Consumer Hire Servicing

• Loan Servicing

• Thi Nhuoc Lan Tu

  IRN TNT00005

  • SMF14 Senior Independent Director (since 5 Dec 2022)
  • Director of firm who is not a certification employee or a SMF manager (10 Mar 2022 to 5 Dec 2022)
• Thomas Francis Wood

  IRN TFW01013

  • SMF2 Chief Finance (7 Mar 2016 to 30 Jun 2016)
  • CF28 Systems and controls (1 Nov 2012 to 6 Mar 2016)
  • CF1 Director (1 Nov 2012 to 6 Mar 2016)
• Timothy James Hawkins

  IRN TJH01187

  • CF29 Significant management (12 Aug 2015 to 6 Mar 2016)
• Toni Louise Coulson

  IRN TXC70533

  • [FCA CF] Material risk taker (1 Aug 2017 to 29 Jul 2020)
  • [PRA CF] Significant risk taker or Material risk taker (1 Aug 2017 to 29 Jul 2020)
• Trevor Frank Moore

  IRN TXM00679

  • [PRA CF] Significant risk taker or Material risk taker (since 4 Aug 2025)
  • [FCA CF] Material risk taker (since 4 Aug 2025)
• Trevor Martyn Hilliard

  IRN TMH01033

  • CF3 Chief Executive (1 Dec 2001 to 22 Dec 2003)
  • CF1 Director (1 Dec 2001 to 22 Dec 2003)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 22 Dec 2003)
• Walter Logan

  IRN WXL00021

  • [FCA CF] Material risk taker (since 11 Dec 2020)
  • [PRA CF] Significant risk taker or Material risk taker (since 11 Dec 2020)
• Xiao-Ming Huang

  IRN XXH70535

  • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 28 Feb 2022)
  • [FCA CF] Material risk taker (7 Mar 2016 to 28 Feb 2022)

No changes recorded yet.