Richard John Nettleingham

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Oodle Financial Services Limited (no longer approved here)

    FRN 702459

    • SMF16 Compliance Oversight (7 Jul 2020 to 18 Feb 2022)
  • Plata Finance Limited (no longer approved here)

    FRN 718925

    • SMF17 Money Laundering Reporting Officer (MLRO) (14 Mar 2020 to 26 May 2020)
  • Zopa Bank Limited (no longer approved here)

    FRN 800542

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Jul 2019 to 26 May 2020)
    • SMF16 Compliance Oversight (9 Jul 2019 to 26 May 2020)
    • [FCA CF] Material risk taker (9 Jul 2019 to 26 May 2020)
    • [FCA CF] Significant management (9 Jul 2019 to 26 May 2020)
  • Shawbrook Bank Limited (no longer approved here)

    FRN 204574

    • SMF16 Compliance Oversight (7 Mar 2016 to 31 Dec 2016)
    • CF10 Compliance Oversight (4 Aug 2014 to 6 Mar 2016)
  • Rooftop Mortgages Limited (no longer approved here)

    FRN 303059

    • CF28 Systems and controls (1 Nov 2007 to 5 Jun 2008)
    • CF15 Internal Audit (31 Oct 2004 to 23 Jun 2005)
    • CF14 Risk Assessment (31 Oct 2004 to 31 Oct 2007)
  • Swift 1st Limited (no longer approved here)

    FRN 304896

    • CF11 Money Laundering Reporting (18 Jul 2007 to 8 Jan 2010)
  • BCMGlobal Mortgage Services Limited (no longer approved here)

    FRN 306235

    • CF15 Internal Audit (23 Oct 2004 to 31 Oct 2004)
    • CF14 Risk Assessment (23 Oct 2004 to 31 Oct 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.