Nicholas Guise Leitch

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Heligan Investments LLP
FRN 967118
- SMF27 Partner (since 12 Jun 2025)
Citysave Credit Union Limited (no longer approved here)
FRN 213258
- Director of firm who is not a certification employee or a SMF manager (24 Aug 2021 to 28 Feb 2025)
Shawbrook Bank Limited (no longer approved here)
FRN 204574
- [FCA CF] Material risk taker (7 Mar 2018 to 28 Apr 2023)
- [PRA CF] Significant risk taker or Material risk taker (7 Mar 2018 to 28 Apr 2023)
Seneca Partners Limited (no longer approved here)
FRN 583361
- CF30 Customer (1 May 2013 to 16 Nov 2016)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.