Seneca Partners Limited

• Principal Place of Business

  9 The Parks

  Newton-le-Willows

  Merseyside

  WA12 0JQ

  UNITED KINGDOM

  Phone

  +441942271746

  Web

  https://www.senecapartners.co.uk

• Complaints Contact

  9 The Parks

  Newton-le-Willows

  Merseyside

  WA12 0JQ

  UNITED KINGDOM

  Phone

  +441942271746

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · The firm must not conduct any designated investment business with retail clients other than (or except) corporate finance business
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Alexander James Holmes Dymock

  IRN AJD01313

  • CF11 Money Laundering Reporting (5 Feb 2013 to 5 Mar 2015)
  • CF30 Customer (5 Feb 2013 to 21 May 2014)
  • CF10 Compliance Oversight (5 Feb 2013 to 5 Mar 2015)
• Andrew Ian Currie

  IRN AIC01021

  • CF30 Customer (5 Feb 2013 to 27 May 2014)
• Andrew James Walls

  IRN AJW01549

  • CF30 Customer (17 Mar 2014 to 25 May 2017)
• Andrew John Stubbs

  IRN AJS01364

  • CF30 Customer (1 May 2013 to 10 Dec 2018)
• Christopher Collins

  IRN CXC01985

  • CF30 Customer (15 May 2014 to 30 Nov 2017)
• Christopher James Bullough

  IRN CJB01478

  • CF30 Customer (12 Jan 2016 to 11 Apr 2018)
• Christopher Summerscales

  IRN CXS02011

  • CF30 Customer (24 Apr 2013 to 10 Dec 2018)
• Connor Stephen Grimes

  IRN CSG01063

  • CF30 Customer (16 Feb 2015 to 8 Dec 2019)
• David Owen Brown

  IRN DOB01014

  • CF30 Customer (14 Aug 2017 to 8 Dec 2019)
• David William Youngman

  IRN DWY01004

  • CF30 Customer (7 Apr 2014 to 3 Apr 2019)

• InvestingZone Limited (no longer appointed)

  FRN 589769 · Appointed 10 Feb 2016 · Until 6 Aug 2018

• Acceleris Capital Ltd (no longer appointed)

  FRN 615224 · Appointed 1 Feb 2014 · Until 9 Apr 2018

• Seneca Capital Limited (no longer appointed)

  FRN 558114 · Appointed 10 Apr 2013 · Until 19 Jan 2015

• Seneca Investments Limited (no longer appointed)

  FRN 583340 · Appointed 25 Mar 2013 · Until 25 May 2017

No changes recorded yet.