Alexander James Holmes Dymock

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Zeus Investment Management Limited (no longer approved here)
FRN 816962
- CF30 Customer (13 Aug 2019 to 8 Dec 2019)
Best Practice IFA Group Limited (no longer approved here)
FRN 223112
- CF30 Customer (9 May 2019 to 21 Oct 2019)
Xentum Limited (no longer approved here)
FRN 796582
- Employed By (9 May 2019 to 8 Dec 2019)
AJ Bell Asset Management Limited (no longer approved here)
FRN 774048
- CF1 Director (7 Nov 2017 to 9 Nov 2017)
Seneca Partners Limited (no longer approved here)
FRN 583361
- CF30 Customer (5 Feb 2013 to 21 May 2014)
- CF10 Compliance Oversight (5 Feb 2013 to 5 Mar 2015)
- CF11 Money Laundering Reporting (5 Feb 2013 to 5 Mar 2015)
Credit Suisse (UK) Limited (no longer approved here)
FRN 124269
- CF30 Customer (23 Oct 2008 to 20 May 2011)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.