AJ Bell Asset Management Limited

• Principal Place of Business

  4 Exchange Quay

  Salford

  M5 3EE

  UNITED KINGDOM

  Phone

  +4403454089100

  Web

  https://www.ajbell.co.uk

• Complaints Contact

  4 Exchange Quay

  Salford

  M5 3EE

  UNITED KINGDOM

  Phone

  +4403454089100

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Adam Richard Marshall

  IRN AXM00568

  • [FCA CF] Manager of certification employee (since 1 Oct 2025)
  • [FCA CF] Significant management (since 9 Dec 2019)
• Alan James Merrie

  IRN AXM01166

  • [FCA CF] Material risk taker (since 1 Apr 2025)
  • [FCA CF] Significant management (since 1 Jun 2022)
• Alena Kosava

  IRN AXK00280

  • [FCA CF] Client dealing (27 Jun 2022 to 22 Jun 2023)
  • [FCA CF] Functions requiring qualifications (27 Jun 2022 to 22 Jun 2023)
  • [FCA CF] Manager of certification employee (27 Jun 2022 to 22 Jun 2023)
• Alexander James Holmes Dymock

  IRN AJD01313

  • CF1 Director (7 Nov 2017 to 9 Nov 2017)
• Andrew James Bell

  IRN AJB01443

  • SMF1 Chief Executive (9 Dec 2019 to 30 Sep 2022)
  • SMF3 Executive Director (9 Dec 2019 to 30 Sep 2022)
  • CF1 Director (7 Nov 2017 to 8 Dec 2019)
  • CF3 Chief Executive (7 Nov 2017 to 8 Dec 2019)
• Andrew James wallwork

  IRN AXW00233

  • SMF5 Head of Internal Audit (since 21 Jul 2025)
• Anna Farnhill

  IRN AXF00664

  • [FCA CF] Significant management (since 8 Dec 2025)
  • [FCA CF] Material risk taker (8 Dec 2025 to 9 Dec 2025)
• Charles Alan Musson

  IRN CXM00583

  • SMF3 Executive Director (since 4 Jan 2024)
  • [FCA CF] Significant management (4 Jan 2022 to 30 May 2024)
• Charles William Galbraith

  IRN CWG01013

  • SMF3 Executive Director (9 Dec 2019 to 30 Sep 2022)
  • CF1 Director (7 Nov 2017 to 8 Dec 2019)
• Christopher Bruce Robinson

  IRN CBR01037

  • SMF3 Executive Director (9 Dec 2019 to 1 Oct 2023)
  • CF1 Director (7 Nov 2017 to 8 Dec 2019)

No changes recorded yet.