Charles William Galbraith

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AJ Bell Securities Limited (no longer approved here)

    FRN 155593

    • SMF3 Executive Director (9 Dec 2019 to 30 Sep 2022)
    • CF8 Apportionment and Oversight (16 May 2007 to 31 Oct 2007)
    • CF3 Chief Executive (1 May 2007 to 14 Jan 2014)
    • CF1 Director (20 Sep 2006 to 8 Dec 2019)
  • AJ Bell Management Limited (no longer approved here)

    FRN 211468

    • SMF3 Executive Director (9 Dec 2019 to 30 Sep 2022)
    • CF1 Director (8 Feb 2017 to 8 Dec 2019)
  • AJ Bell Asset Management Limited (no longer approved here)

    FRN 774048

    • SMF3 Executive Director (9 Dec 2019 to 30 Sep 2022)
    • CF1 Director (7 Nov 2017 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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