Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Northern Bank Limited
FRN 122261
- SMF12 Chair of the Remuneration Committee (since 7 Sep 2023)
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Shawbrook Bank Limited
FRN 204574
- SMF12 Chair of the Remuneration Committee (since 1 Aug 2022)
- Director of firm who is not a certification employee or a SMF manager (1 Oct 2019 to 31 Jul 2022)
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Davies Intermediary Support Services Limited
FRN 310517
- Director of firm who is not a certification employee or a SMF manager (since 1 Apr 2021)
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DAVIES BROKING SERVICES LIMITED
FRN 486865
- Director of firm who is not a certification employee or a SMF manager (since 1 Apr 2020)
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DAVIES MGA SERVICES LIMITED
FRN 597301
- Director of firm who is not a certification employee or a SMF manager (since 1 Apr 2020)
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- Responsibility for MCD Intermediation (1 Feb 2017 to 10 Jan 2018)
- SMF18 Other Overall Responsibility (16 Dec 2016 to 10 Jan 2018)
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- CF29 Significant management (1 Nov 2007 to 11 May 2009)
- CF16 Significant Mgt (Desgntd Investment Business) (13 Jan 2006 to 2 Jan 2007)
- CF17 Significant Mgt (Other Business Operations) (13 Jan 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.