Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Shawbrook Bank Limited (no longer approved here)

    FRN 204574

    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2018 to 15 Feb 2019)
    • [FCA CF] Material risk taker (7 Mar 2018 to 15 Feb 2019)
  • Clydesdale Bank Plc (no longer approved here)

    FRN 121873

    • CF30 Customer (1 Nov 2007 to 15 Apr 2011)
    • CF23 Corporate Finance Adviser (24 May 2007 to 31 Oct 2007)
  • National Australia Bank Limited (no longer approved here)

    FRN 141309

    • CF30 Customer (1 Nov 2007 to 8 Dec 2010)
    • CF23 Corporate Finance Adviser (24 May 2007 to 31 Oct 2007)
  • KPMG LLP (no longer approved here)

    FRN 210513

    • CF23 Corporate Finance Adviser (30 Apr 2002 to 30 May 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.