Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Pollen Street Capital Limited
FRN 611337
- [FCA CF] Client dealing (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- [FCA CF] Material risk taker (since 9 Dec 2019)
- SMF1 Chief Executive (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 8 Dec 2022)
- [FCA CF] Significant management (9 Dec 2019 to 8 Dec 2022)
- CF1 Director (16 May 2014 to 8 Dec 2019)
- CF3 Chief Executive (16 May 2014 to 8 Dec 2019)
- CF30 Customer (16 May 2014 to 8 Dec 2019)
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Shawbrook Bank Limited
FRN 204574
- Director of firm who is not a certification employee or a SMF manager (since 7 Mar 2016)
- CF2 Non Executive Director (28 Apr 2011 to 6 Mar 2016)
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- CF30 Customer (4 Nov 2013 to 16 May 2014)
- CF1 Director (AR) (4 Nov 2013 to 16 May 2014)
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- (44)CF2 Non Executive Director (20 Dec 2011 to 26 Jul 2012)
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- CF2 Non Executive Director (8 Apr 2010 to 26 Aug 2011)
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- CF30 Customer (1 Nov 2007 to 16 Oct 2012)
- CF21 Investment Adviser (6 Feb 2002 to 8 Apr 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.