Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 8 Dec 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 8 Dec 2022)
    • CF1 Director (16 May 2014 to 8 Dec 2019)
    • CF3 Chief Executive (16 May 2014 to 8 Dec 2019)
    • CF30 Customer (16 May 2014 to 8 Dec 2019)
    • Director of firm who is not a certification employee or a SMF manager (since 7 Mar 2016)
    • CF2 Non Executive Director (28 Apr 2011 to 6 Mar 2016)
  • Mirabella Financial Services LLP (no longer approved here)

    FRN 415559

    • CF30 Customer (4 Nov 2013 to 16 May 2014)
    • CF1 Director (AR) (4 Nov 2013 to 16 May 2014)
  • TTT Moneycorp Limited (no longer approved here)

    FRN 308919

    • (44)CF2 Non Executive Director (20 Dec 2011 to 26 Jul 2012)
  • Polus Capital Management Limited (no longer approved here)

    FRN 400045

    • CF2 Non Executive Director (8 Apr 2010 to 26 Aug 2011)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 16 Oct 2012)
    • CF21 Investment Adviser (6 Feb 2002 to 8 Apr 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.