Pollen Street Capital Limited

• Principal Place of Business

  Pollen Street Capital Ltd

  11-12 Hanover Square

  London

  Westminster

  W1S 1JJ

  UNITED KINGDOM

  Phone

  +442037286750

  Web

  https://www.pollenstreetgroup.com

• Complaints Contact

  Pollen Street Capital Ltd

  11-12 Hanover Square

  London

  Westminster

  W1S 1JJ

  UNITED KINGDOM

  Phone

  +442037286750

• P2P Lending Advice

  For Professional

• Investment Advice (no pensions)

  For Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Amy Ward

  IRN AXW01734

  • CF30 Customer (23 Nov 2018 to 8 Dec 2019)
• Christopher Graham

  IRN CXG00109

  • [FCA CF] Significant management (9 Dec 2020 to 8 Dec 2022)
• Christopher Palmer

  IRN CXP18656

  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • SMF16 Compliance Oversight (28 Oct 2020 to 20 Oct 2021)
  • [FCA CF] Significant management (9 Dec 2019 to 8 Dec 2022)
  • CF1 Director (11 Oct 2019 to 8 Dec 2019)
• Crispin Goldsmith

  IRN CXG00580

  • [FCA CF] Significant management (since 19 Jan 2025)
  • [FCA CF] Material risk taker (since 19 Jan 2025)
• David Robert Dawson

  IRN DRD01056

  • [FCA CF] Material risk taker (since 9 Dec 2022)
  • [FCA CF] Client dealing (since 9 Dec 2022)
• Francesco Cilloni

  IRN FXC01193

  • [FCA CF] Client dealing (since 2 Jan 2024)
• Gary Wong

  IRN GXW00217

  • [FCA CF] Material risk taker (since 9 Dec 2022)
  • SMF16 Compliance Oversight (since 20 Oct 2021)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 20 Oct 2021)
• Gemma Pullinger

  IRN GXP00284

  • [FCA CF] Material risk taker (9 Dec 2022 to 30 Jun 2024)
• Howard Garland

  IRN HIG01006

  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Significant management (9 Dec 2019 to 9 Dec 2022)
  • CF1 Director (15 Sep 2016 to 8 Dec 2019)
  • CF30 Customer (1 Apr 2016 to 8 Dec 2019)
• Ian Gascoigne

  IRN IMG01051

  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Significant management (9 Dec 2019 to 8 Dec 2022)
  • CF1 Director (16 May 2014 to 8 Dec 2019)
  • CF30 Customer (16 May 2014 to 8 Dec 2019)

No changes recorded yet.