Amy Ward

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

AllianceBernstein Limited
FRN 147956
- SMF18 Other Overall Responsibility (since 8 Jul 2025)
- [FCA CF] Material risk taker (since 1 Jun 2025)
- [FCA CF] Client dealing (since 1 Jun 2025)
CarVal Investors GB LLP (no longer approved here)
FRN 601086
- [FCA CF] Client dealing (15 Jul 2024 to 2 Jun 2025)
KROLL SECURITIES LTD. (no longer approved here)
FRN 466588
- CF30 Customer (5 Jul 2021 to 31 Oct 2023)
- CF1 Director (AR) (5 Jul 2021 to 9 Jan 2023)
Blue Owl Capital UK Limited (no longer approved here)
FRN 937360
- Employed By (18 Nov 2020 to 31 Oct 2023)
Pollen Street Capital Limited (no longer approved here)
FRN 611337
- CF30 Customer (23 Nov 2018 to 8 Dec 2019)
Chenavari Credit Partners LLP (no longer approved here)
FRN 484392
- CF30 Customer (27 Sep 2013 to 31 Mar 2016)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.