Pollen Street Capital Limited

• Principal Place of Business

  Pollen Street Capital Ltd

  11-12 Hanover Square

  London

  Westminster

  W1S 1JJ

  UNITED KINGDOM

  Phone

  +442037286750

  Web

  https://www.pollenstreetgroup.com

• Complaints Contact

  Pollen Street Capital Ltd

  11-12 Hanover Square

  London

  Westminster

  W1S 1JJ

  UNITED KINGDOM

  Phone

  +442037286750

• P2P Lending Advice

  For Professional

• Investment Advice (no pensions)

  For Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Indraveer Kumar Srivastava

  IRN IKS00014

  • CF30 Customer (12 Dec 2018 to 31 May 2019)
• James Scotcher

  IRN JDS01104

  • [FCA CF] Manager of certification employee (since 2 Jan 2026)
  • [FCA CF] Client dealing (since 9 Dec 2019)
• James Scott

  IRN JWS01156

  • SMF3 Executive Director (9 Dec 2019 to 15 Apr 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 15 Apr 2024)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 8 Dec 2022)
  • [FCA CF] Material risk taker (9 Dec 2019 to 15 Apr 2024)
  • [FCA CF] Significant management (9 Dec 2019 to 8 Dec 2022)
  • CF30 Customer (16 May 2014 to 8 Dec 2019)
  • CF1 Director (16 May 2014 to 8 Dec 2019)
• Julian Asquith

  IRN JXA01489

  • CF11 Money Laundering Reporting (16 May 2014 to 23 Feb 2018)
  • CF10 Compliance Oversight (16 May 2014 to 21 May 2018)
• Julian Dale

  IRN JDD01111

  • SMF3 Executive Director (7 Dec 2020 to 24 Jun 2024)
  • [FCA CF] Significant management (9 Dec 2019 to 8 Dec 2022)
  • [FCA CF] Material risk taker (9 Dec 2019 to 24 Jun 2024)
• Lindsey McMurray

  IRN LXM01118

  • SMF1 Chief Executive (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 8 Dec 2022)
  • [FCA CF] Significant management (9 Dec 2019 to 8 Dec 2022)
  • CF30 Customer (16 May 2014 to 8 Dec 2019)
  • CF3 Chief Executive (16 May 2014 to 8 Dec 2019)
  • CF1 Director (16 May 2014 to 8 Dec 2019)
• Lucy Claire Tilley

  IRN LCH01011

  • [FCA CF] Significant management (5 Jul 2024 to 18 Oct 2024)
  • [FCA CF] Material risk taker (5 Jul 2024 to 18 Oct 2024)
• Maahi Kumar

  IRN MXK00163

  • [FCA CF] Client dealing (since 2 Jan 2026)
• Magnus Christensson

  IRN MLC01032

  • [FCA CF] Manager of certification employee (since 2 Jan 2026)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (24 Oct 2016 to 8 Dec 2019)
• Matthew Potter

  IRN MJP01389

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 8 Dec 2022)
  • [FCA CF] Significant management (9 Dec 2019 to 8 Dec 2022)
  • CF1 Director (16 May 2014 to 8 Dec 2019)
  • CF30 Customer (16 May 2014 to 8 Dec 2019)

No changes recorded yet.