Pollen Street Capital Limited

• Principal Place of Business

  Pollen Street Capital Ltd

  11-12 Hanover Square

  London

  Westminster

  W1S 1JJ

  UNITED KINGDOM

  Phone

  +442037286750

  Web

  https://www.pollenstreetgroup.com

• Complaints Contact

  Pollen Street Capital Ltd

  11-12 Hanover Square

  London

  Westminster

  W1S 1JJ

  UNITED KINGDOM

  Phone

  +442037286750

• P2P Lending Advice

  For Professional

• Investment Advice (no pensions)

  For Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Michael England

  IRN MJE01157

  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 8 Dec 2022)
  • [FCA CF] Significant management (9 Dec 2019 to 8 Dec 2022)
  • CF30 Customer (16 May 2014 to 8 Dec 2019)
  • CF1 Director (16 May 2014 to 8 Dec 2019)
• Michail Katramados

  IRN MXK00606

  • [FCA CF] Client dealing (since 9 Dec 2022)
  • [FCA CF] Material risk taker (since 9 Dec 2022)
• Natasha Jane Jacobs

  IRN NJJ01016

  • [FCA CF] Client dealing (since 23 Oct 2023)
• Olivia Penny

  IRN OXP00094

  • [FCA CF] Client dealing (since 2 Jan 2026)
• Paul Lang Dittmann

  IRN PLD01029

  • CF30 Customer (7 Dec 2018 to 4 Jul 2019)
• Rajiv Dutta

  IRN RXD01478

  • [FCA CF] Client dealing (since 9 Aug 2024)
• Rebecca Diane Manuel

  IRN RDM01147

  • CF30 Customer (2 Nov 2018 to 17 May 2019)
• Robert Roderick McKenzie

  IRN RRM01051

  • CF10 Compliance Oversight (16 May 2018 to 12 Apr 2019)
  • CF11 Money Laundering Reporting (23 Feb 2018 to 12 Apr 2019)
• Stephen Perring

  IRN SXP13666

  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 21 May 2021)
  • CF11 Money Laundering Reporting (28 Jun 2019 to 8 Dec 2019)
• Stephen Russell Plowman

  IRN SRP01078

  • SMF16 Compliance Oversight (9 Dec 2019 to 1 Jul 2020)
  • CF10 Compliance Oversight (26 Jun 2019 to 8 Dec 2019)
  • CF30 Customer (10 Dec 2018 to 8 Dec 2019)

No changes recorded yet.