Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 2 Jan 2026)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (24 Oct 2016 to 8 Dec 2019)
  • JEFFERIES INTERNATIONAL LIMITED (no longer approved here)

    FRN 139253

    • CF30 Customer (24 Feb 2010 to 30 Nov 2011)
  • Atlantic-Pacific Capital Limited (no longer approved here)

    FRN 189147

    • CF1 Director (30 Jan 2008 to 1 Feb 2010)
    • CF30 Customer (1 Nov 2007 to 1 Feb 2010)
    • CF10 Compliance Oversight (11 Nov 2004 to 1 Feb 2010)
    • CF21 Investment Adviser (28 Apr 2003 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.