Atlantic-Pacific Capital Limited

Date authorised
1 April 2013
Companies House
03564495
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    6th Floor
    60 St. James's Street
    London
    SW1A 1LE
    UNITED KINGDOM
    Phone
    +12038615480
    Web
    https://www.apcap.com

  • Complaints Contact

    6th Floor
    60 St. James's Street
    London
    SW1A 1LE
    UNITED KINGDOM
    Phone
    +4402072903080

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 2 limitations
    • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "share", "debenture", "warrant", "certificate representing certain security" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 2 limitations
    • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "share", "debenture", "warrant", "certificate representing certain security" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 2 limitations
    • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "share", "debenture", "warrant", "certificate representing certain security" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adrian Wee Him Low

    IRN AWL01039

    • CF30 Customer (16 Jun 2009 to 30 Oct 2009)
  • Alexander Charles Borlase Hurst

    IRN ACH01154

    • [FCA CF] Client dealing (since 1 May 2020)
    • [FCA CF] Material risk taker (since 1 May 2020)
    • CF30 Customer (12 Sep 2014 to 8 Dec 2019)
  • Alexandra Louise Cromer

    IRN ALC01093

    • [FCA CF] Client dealing (since 1 Feb 2023)
    • [FCA CF] Material risk taker (since 1 Feb 2023)
    • CF30 Customer (17 Apr 2014 to 8 Dec 2019)
  • Alma Lawrie

    IRN AXP01306

    • CF21 Investment Adviser (15 Apr 2003 to 1 May 2004)
  • Anthony Bossone

    IRN AXB02013

    • SMF3 Executive Director (since 16 Mar 2020)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (11 Nov 2004 to 8 Dec 2019)
    • CF10 Compliance Oversight (11 Nov 2004 to 8 Dec 2019)
    • CF13 Finance (11 Nov 2004 to 31 Oct 2007)
  • Bailey Mcmahan Puntereri

    IRN BMP01029

    • CF30 Customer (29 Aug 2013 to 2 Apr 2014)
  • Chamkaur Singh Dhaliwal

    IRN CSD01042

    • CF30 Customer (16 Jun 2009 to 31 Jan 2014)
  • Christian Henri Voss

    IRN CHV01010

    • CF30 Customer (9 Mar 2010 to 18 Oct 2010)
  • Donna Ann Toth

    IRN DAT01056

    • CF11 Money Laundering Reporting (1 Dec 2001 to 18 Oct 2004)
    • CF13 Finance (1 Dec 2001 to 18 Oct 2004)
    • CF10 Compliance Oversight (1 Dec 2001 to 18 Oct 2004)
  • Hugh Elliott Bigham

    IRN HEB01020

    • CF30 Customer (29 Jul 2008 to 28 Feb 2009)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.