Date authorised
1 April 2013
Companies House
03564495
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    6th Floor
    60 St. James's Street
    London
    SW1A 1LE
    UNITED KINGDOM
    Phone
    +12038615480
  • Complaints Contact

    6th Floor
    60 St. James's Street
    London
    SW1A 1LE
    UNITED KINGDOM
    Phone
    +4402072903080

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 2 limitations
    • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "share", "debenture", "warrant", "certificate representing certain security" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 2 limitations
    • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "share", "debenture", "warrant", "certificate representing certain security" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 2 limitations
    • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "share", "debenture", "warrant", "certificate representing certain security" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • James Edward Manley

    IRN JEM01128

    • SMF9 Chair of the Governing Body (since 16 Mar 2020)
    • CF1 Director (14 Jan 2008 to 9 Dec 2019)
  • Janet Lee

    IRN JXL01620

    • CF30 Customer (23 Dec 2014 to 8 Dec 2019)
  • Laura Marie Coquis Power

    IRN LMS01053

    • CF30 Customer (16 Jun 2009 to 30 Sep 2009)
  • Lewis Bevan Hook

    IRN LXH12632

    • CF30 Customer (15 Mar 2019 to 8 Dec 2019)
  • Magnus Christensson

    IRN MLC01032

    • CF1 Director (30 Jan 2008 to 1 Feb 2010)
    • CF30 Customer (1 Nov 2007 to 1 Feb 2010)
    • CF10 Compliance Oversight (11 Nov 2004 to 1 Feb 2010)
    • CF21 Investment Adviser (28 Apr 2003 to 31 Oct 2007)
  • Mark Alan Bourgeois

    IRN MAB01515

    • CF1 Director (2 May 2014 to 31 Oct 2016)
    • CF30 Customer (2 May 2014 to 31 Oct 2016)
  • Michael Alexander Hewett

    IRN MAH01178

    • CF21 Investment Adviser (1 Dec 2001 to 9 Nov 2004)
  • Michael Spyros Sotirhos

    IRN MSS01051

    • CF30 Customer (1 Nov 2007 to 1 Jan 2010)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Mohammad Saad I Almojel

    IRN MSA01129

    • CF30 Customer (2 Jul 2010 to 27 Oct 2017)
  • Pedro Domenech Clavell

    IRN PXD01193

    • CF1 Director (AR) (since 16 Apr 2025)
    • CF4 Partner (AR) (since 21 Mar 2025)
    • CF30 Customer (since 13 Aug 2014)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.