Atlantic-Pacific Capital Limited

Date authorised
1 April 2013
Companies House
03564495
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    6th Floor
    60 St. James's Street
    London
    SW1A 1LE
    UNITED KINGDOM
    Phone
    +12038615480
    Web
    https://www.apcap.com

  • Complaints Contact

    6th Floor
    60 St. James's Street
    London
    SW1A 1LE
    UNITED KINGDOM
    Phone
    +4402072903080

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 2 limitations
    • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "share", "debenture", "warrant", "certificate representing certain security" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 2 limitations
    • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "share", "debenture", "warrant", "certificate representing certain security" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 2 limitations
    • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "share", "debenture", "warrant", "certificate representing certain security" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Raed Jamal Elkhatib

    IRN RJE01160

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (28 Jun 2017 to 8 Dec 2019)
    • CF1 Director (28 Jun 2017 to 8 Dec 2019)
  • Richard James Awbery

    IRN RJA01155

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • CF30 Customer (16 Jun 2009 to 8 Dec 2019)
  • Robert Bidwell Bibow

    IRN RBB01026

    • CF30 Customer (29 Jul 2008 to 30 Sep 2008)
  • Rolf Winzeler

    IRN RXW01209

    • CF8 Apportionment and Oversight (1 Dec 2001 to 20 Sep 2002)
    • CF3 Chief Executive (1 Dec 2001 to 20 Sep 2002)
    • CF21 Investment Adviser (1 Dec 2001 to 20 Sep 2002)
    • CF1 Director (1 Dec 2001 to 20 Sep 2002)
  • Sarah Anne Sandstrom

    IRN SAS01316

    • CF30 Customer (8 Feb 2011 to 17 Jan 2014)
  • Tanguy Cotton

    IRN TXC01091

    • CF10 Compliance Oversight (2 Nov 2010 to 7 Aug 2019)
    • CF1 Director (2 Nov 2010 to 7 Aug 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.