James Scott

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Pollen Street Capital Limited (no longer approved here)

    FRN 611337

    • [FCA CF] Significant management (9 Dec 2019 to 8 Dec 2022)
    • SMF3 Executive Director (9 Dec 2019 to 15 Apr 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 15 Apr 2024)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 8 Dec 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 15 Apr 2024)
    • CF1 Director (16 May 2014 to 8 Dec 2019)
    • CF30 Customer (16 May 2014 to 8 Dec 2019)
  • Acquis Insurance Management Limited (no longer approved here)

    FRN 514452

    • CF2 Non Executive Director (22 Mar 2017 to 20 Aug 2018)
  • Mirabella Financial Services LLP (no longer approved here)

    FRN 415559

    • CF1 Director (AR) (6 Nov 2013 to 16 May 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.