Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Significant management (9 Dec 2019 to 9 Dec 2022)
    • CF1 Director (15 Sep 2016 to 8 Dec 2019)
    • CF30 Customer (1 Apr 2016 to 8 Dec 2019)
  • KW Wealth Planning Limited (no longer approved here)

    FRN 114694

    • SMF9 Chair of the Governing Body (8 Nov 2022 to 1 Dec 2023)
  • KW Investment Management Limited (no longer approved here)

    FRN 506600

    • SMF9 Chair of the Governing Body (8 Nov 2022 to 1 Dec 2023)

Recent activity

Updates to this individual's record on the FCA register.

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