Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF9 Chair of the Governing Body (since 3 Oct 2025)
    • SMF9 Chair of the Governing Body (since 8 Jul 2024)
  • Lowell Financial Ltd (no longer approved here)

    FRN 730175

    • SMF11 Chair of the Audit Committee (9 Dec 2019 to 24 Dec 2020)
    • SMF10 Chair of the Risk Committee (9 Dec 2019 to 24 Dec 2020)
    • CF2 Non Executive Director (21 Jun 2017 to 8 Dec 2019)
  • ClearBank Limited (no longer approved here)

    FRN 754568

    • SMF9 Chair of the Governing Body (10 Jan 2019 to 1 Nov 2023)
  • Shawbrook Bank Limited (no longer approved here)

    FRN 204574

    • Director of firm who is not a certification employee or a SMF manager (7 Mar 2016 to 31 Jan 2019)
    • CF2 Non Executive Director (1 Jan 2016 to 6 Mar 2016)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF17 Significant Mgt (Other Business Operations) (29 May 2003 to 2 Dec 2004)
    • CF16 Significant Mgt (Desgntd Investment Business) (29 May 2003 to 2 Dec 2004)
  • TSB Bank plc (no longer approved here)

    FRN 191240

    • CF17 Significant Mgt (Other Business Operations) (29 May 2003 to 2 Dec 2004)
    • CF16 Significant Mgt (Desgntd Investment Business) (29 May 2003 to 2 Dec 2004)

Recent activity

Updates to this individual's record on the FCA register.

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