Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC INNOVATION BANK LIMITED
FRN 543146
- [FCA CF] Material risk taker (since 1 Jan 2025)
- [PRA CF] Significant risk taker or Material risk taker (since 1 Jan 2025)
- [FCA CF] Manager of certification employee (since 2 May 2024)
- [FCA CF] Client dealing (since 1 Aug 2022)
- [PRA CF] Significant risk taker or Material risk taker (1 Aug 2022 to 1 Jan 2024)
- [FCA CF] Material risk taker (1 Aug 2022 to 1 Jan 2024)
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HSBC Bank Plc
FRN 114216
- [FCA CF] Client dealing (since 20 Jul 2023)
- [FCA CF] Manager of certification employee (since 20 Jul 2023)
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HSBC UK Bank Plc
FRN 765112
- [FCA CF] Client dealing (since 20 Jul 2023)
- [FCA CF] Manager of certification employee (since 20 Jul 2023)
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- CF30 Customer (1 Aug 2012 to 15 Sep 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.