HSBC INNOVATION BANK LIMITED

• Principal Place of Business

  HSBC INNOVATION BANK LIMITED

  Alphabeta, 14-18 Finsbury Square

  London

  Islington

  EC2A 1BR

  UNITED KINGDOM

  Phone

  +4402073677800

  Web

  https://www.hsbcinnovationbanking.com

• Complaints Contact

  HSBC INNOVATION BANK LIMITED

  Alphabeta, 14-18 Finsbury Square

  London

  EC2A 1BR

  UNITED KINGDOM

  Phone

  +4402073677800

• Bank Deposits

  For Eligible Counterparty, Professional, Retail (Investment), Deposit

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Authorised to Operate

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Unit, Warrant

  Show 2 limitations Hide limitations

  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Kristina Oliver

  IRN KXO00116

  • [FCA CF] Material risk taker (since 6 Dec 2022)
  • [PRA CF] Significant risk taker or Material risk taker (since 6 Dec 2022)
• Majella O'Donnell

  IRN MXO00145

  • SMF16 Compliance Oversight (20 Jun 2022 to 11 Aug 2023)
• Mark Andrew Spicknell

  IRN MXS37264

  • [PRA CF] Significant risk taker or Material risk taker (1 Aug 2022 to 31 Dec 2025)
  • [FCA CF] Material risk taker (1 Aug 2022 to 31 Dec 2025)
• Meera Shah

  IRN MXS03020

  • [FCA CF] Client dealing (1 Aug 2022 to 30 Apr 2024)
• Michael Hunter

  IRN MXH00541

  • [FCA CF] Material risk taker (28 Mar 2023 to 1 Jan 2024)
  • [PRA CF] Significant risk taker or Material risk taker (28 Mar 2023 to 1 Jan 2024)
• Michael White

  IRN MXW00727

  • [PRA CF] Significant risk taker or Material risk taker (since 14 Jun 2023)
  • [FCA CF] Material risk taker (since 14 Jun 2023)
  • [FCA CF] Manager of certification employee (14 Jun 2023 to 15 Jun 2023)
• Mr David McHugh

  IRN MXD00361

  • [FCA CF] Material risk taker (since 1 Jan 2026)
  • [PRA CF] Significant risk taker or Material risk taker (since 1 Jan 2026)
• Mridul Tansley

  IRN MXT02347

  • SMF9 Chair of the Governing Body (since 13 Aug 2024)
• Namita Anand

  IRN NXA00069

  • [FCA CF] Manager of certification employee (since 14 Mar 2025)
  • [PRA CF] Managing a material risk taker (since 14 Mar 2025)
  • [FCA CF] Material risk taker (since 1 Aug 2022)
  • [PRA CF] Significant risk taker or Material risk taker (since 1 Aug 2022)
• Nicholas Scott

  IRN NXS76814

  • SMF4 Chief Risk (20 Jun 2022 to 25 May 2023)

No changes recorded yet.