HSBC INNOVATION BANK LIMITED

• Principal Place of Business

  HSBC INNOVATION BANK LIMITED

  Alphabeta, 14-18 Finsbury Square

  London

  Islington

  EC2A 1BR

  UNITED KINGDOM

  Phone

  +4402073677800

  Web

  https://www.hsbcinnovationbanking.com

• Complaints Contact

  HSBC INNOVATION BANK LIMITED

  Alphabeta, 14-18 Finsbury Square

  London

  EC2A 1BR

  UNITED KINGDOM

  Phone

  +4402073677800

• Bank Deposits

  For Eligible Counterparty, Professional, Retail (Investment), Deposit

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Authorised to Operate

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Unit, Warrant

  Show 2 limitations Hide limitations

  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Nikos Kafkas

  IRN NXK00205

  • [FCA CF] Client dealing (22 Aug 2022 to 4 Sep 2023)
• Nishma Parekh

  IRN PXN01270

  • [PRA CF] Significant risk taker or Material risk taker (1 Aug 2022 to 3 Jan 2023)
  • [FCA CF] Algorithmic trading (1 Aug 2022 to 3 Jan 2023)
  • [FCA CF] Client dealing (1 Aug 2022 to 3 Jan 2023)
  • [FCA CF] Manager of certification employee (1 Aug 2022 to 3 Jan 2023)
  • [FCA CF] Material risk taker (1 Aug 2022 to 3 Jan 2023)
  • [PRA CF] Managing a material risk taker (1 Aug 2022 to 3 Jan 2023)
• Nooman Haque

  IRN NXH00100

  • [FCA CF] Material risk taker (1 Aug 2022 to 6 Feb 2023)
  • [PRA CF] Significant risk taker or Material risk taker (1 Aug 2022 to 6 Feb 2023)
• Olivia Young

  IRN OKY01000

  • [FCA CF] Client dealing (since 1 Aug 2022)
  • [FCA CF] Material risk taker (1 Aug 2022 to 1 Jan 2024)
  • [PRA CF] Significant risk taker or Material risk taker (1 Aug 2022 to 1 Jan 2024)
• Paola Arrighi

  IRN PXP00042

  • SMF18 Other Overall Responsibility (20 Jun 2022 to 26 Mar 2025)
• Patrick Flynn

  IRN PJF01202

  • SMF24 Chief Operations (20 Jun 2022 to 13 Jun 2025)
• Patrick Moynihan

  IRN PXM78431

  • SMF16 Compliance Oversight (6 Dec 2023 to 10 Jan 2025)
  • SMF4 Chief Risk (26 May 2023 to 10 Jan 2025)
• Pattawia Supradit

  IRN PXS00864

  • [FCA CF] Client dealing (since 19 Nov 2024)
• Phillip Joy

  IRN PXJ00270

  • [FCA CF] Material risk taker (since 6 Jan 2025)
  • [PRA CF] Significant risk taker or Material risk taker (since 6 Jan 2025)
• Phillip de Villamil Lovett

  IRN PDL01087

  • [FCA CF] Client dealing (since 26 Mar 2024)
  • [FCA CF] Material risk taker (since 1 Aug 2022)
  • [PRA CF] Significant risk taker or Material risk taker (since 1 Aug 2022)

No changes recorded yet.