HSBC INNOVATION BANK LIMITED

• Principal Place of Business

  HSBC INNOVATION BANK LIMITED

  Alphabeta, 14-18 Finsbury Square

  London

  Islington

  EC2A 1BR

  UNITED KINGDOM

  Phone

  +4402073677800

  Web

  https://www.hsbcinnovationbanking.com

• Complaints Contact

  HSBC INNOVATION BANK LIMITED

  Alphabeta, 14-18 Finsbury Square

  London

  EC2A 1BR

  UNITED KINGDOM

  Phone

  +4402073677800

• Bank Deposits

  For Eligible Counterparty, Professional, Retail (Investment), Deposit

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Authorised to Operate

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Unit, Warrant

  Show 2 limitations Hide limitations

  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Raj Kumar

  IRN RXK00348

  • SMF18 Other Overall Responsibility (29 Mar 2023 to 3 Nov 2023)
• Rangan Ravindran

  IRN RXR00013

  • [FCA CF] Client dealing (1 Aug 2022 to 24 May 2024)
  • [FCA CF] Material risk taker (1 Aug 2022 to 7 Oct 2024)
  • [PRA CF] Managing a material risk taker (1 Aug 2022 to 2 May 2024)
  • [PRA CF] Significant risk taker or Material risk taker (1 Aug 2022 to 7 Oct 2024)
  • [FCA CF] Manager of certification employee (1 Aug 2022 to 2 May 2024)
• Ronel David

  IRN DXR01562

  • [FCA CF] Manager of certification employee (16 Dec 2024 to 15 Dec 2025)
  • [FCA CF] Client dealing (16 Dec 2024 to 15 Dec 2025)
• Rupinder Kaur Malizia

  IRN RXM00804

  • SMF24 Chief Operations (since 1 Jun 2025)
  • SMF18 Other Overall Responsibility (since 10 Mar 2023)
• Samantha Thornton

  IRN SXT00728

  • [FCA CF] Client dealing (since 25 Oct 2024)
• Samuel Cooper

  IRN SXC00284

  • [FCA CF] Client dealing (since 1 Aug 2022)
  • [FCA CF] Manager of certification employee (5 Aug 2024 to 15 Jul 2025)
  • [FCA CF] Material risk taker (1 Aug 2022 to 1 Jan 2024)
  • [PRA CF] Managing a material risk taker (1 Aug 2022 to 1 Jan 2024)
  • [PRA CF] Significant risk taker or Material risk taker (1 Aug 2022 to 1 Jan 2024)
• Sarah Stevens

  IRN SXS05655

  • [FCA CF] Client dealing (since 2 Jul 2025)
• Simon Bumfrey

  IRN SXB03691

  • SMF18 Other Overall Responsibility (since 1 Aug 2025)
  • SMF1 Chief Executive (6 Dec 2024 to 1 Aug 2025)
  • SMF18 Other Overall Responsibility (20 Jun 2022 to 4 Nov 2024)
• Simon Burrow

  IRN SXB01464

  • [PRA CF] Significant risk taker or Material risk taker (since 1 Jan 2024)
  • [FCA CF] Material risk taker (since 1 Jan 2024)
  • [FCA CF] Manager of certification employee (23 Oct 2023 to 2 May 2024)
• Smita Jain

  IRN SXJ01385

  • [FCA CF] Client dealing (since 1 Aug 2023)

No changes recorded yet.