HSBC INNOVATION BANK LIMITED

• Principal Place of Business

  HSBC INNOVATION BANK LIMITED

  Alphabeta, 14-18 Finsbury Square

  London

  Islington

  EC2A 1BR

  UNITED KINGDOM

  Phone

  +4402073677800

  Web

  https://www.hsbcinnovationbanking.com

• Complaints Contact

  HSBC INNOVATION BANK LIMITED

  Alphabeta, 14-18 Finsbury Square

  London

  EC2A 1BR

  UNITED KINGDOM

  Phone

  +4402073677800

• Bank Deposits

  For Eligible Counterparty, Professional, Retail (Investment), Deposit

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Authorised to Operate

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Unit, Warrant

  Show 2 limitations Hide limitations

  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Sonya Iovieno

  IRN SXI01057

  • [PRA CF] Significant risk taker or Material risk taker (1 Aug 2022 to 31 Oct 2025)
  • [FCA CF] Material risk taker (1 Aug 2022 to 31 Oct 2025)
• Stephen James Lowery

  IRN SJL01284

  • [FCA CF] Client dealing (since 11 Jul 2024)
  • [FCA CF] Manager of certification employee (since 11 Jul 2024)
  • [FCA CF] Material risk taker (since 1 Aug 2022)
  • [PRA CF] Significant risk taker or Material risk taker (since 1 Aug 2022)
• Stuart George Tait

  IRN SXT00359

  • SMF7 Group Entity Senior Manager (since 11 Oct 2023)
  • Director of firm who is not a certification employee or a SMF manager (since 6 Jun 2023)
  • [PRA CF] Key function holder (6 Jun 2023 to 7 Jun 2023)
• Thomas Geoffrey Wolfenden

  IRN TGW01047

  • SMF2 Chief Finance (7 Aug 2023 to 1 Jan 2026)
• Timmida Adams

  IRN TXA00001

  • [PRA CF] Significant risk taker or Material risk taker (since 1 Aug 2022)
  • [FCA CF] Material risk taker (since 1 Aug 2022)
• Timothy Cussins

  IRN TXC01295

  • [FCA CF] Material risk taker (1 Aug 2022 to 21 Nov 2023)
  • [PRA CF] Significant risk taker or Material risk taker (1 Aug 2022 to 21 Nov 2023)
• Vijayalutchmee Ersapah

  IRN VXE00014

  • [FCA CF] Material risk taker (1 Aug 2022 to 19 Feb 2023)
  • [PRA CF] Significant risk taker or Material risk taker (1 Aug 2022 to 19 Feb 2023)
• Vinodka Murria

  IRN VXM01098

  • Director of firm who is not a certification employee or a SMF manager (26 Feb 2021 to 16 May 2023)

No changes recorded yet.