Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [PRA CF] Significant risk taker or Material risk taker (14 Jan 2025 to 31 Oct 2025)
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- [PRA CF] Significant risk taker or Material risk taker (14 Jan 2025 to 31 Oct 2025)
- [FCA CF] Manager of certification employee (12 Jul 2024 to 24 Mar 2025)
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- [FCA CF] Material risk taker (1 Aug 2022 to 31 Oct 2025)
- [PRA CF] Significant risk taker or Material risk taker (1 Aug 2022 to 31 Oct 2025)
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- CF30 Customer (5 Feb 2008 to 28 Feb 2014)
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- CF30 Customer (1 Nov 2007 to 12 Dec 2007)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
- CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.