Thomas Geoffrey Wolfenden

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC INNOVATION BANK LIMITED (no longer approved here)

    FRN 543146

    • SMF2 Chief Finance (7 Aug 2023 to 1 Jan 2026)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Manager of certification employee (10 Mar 2021 to 8 Sep 2021)
    • [PRA CF] Significant risk taker or Material risk taker (12 Jan 2021 to 4 Mar 2021)
  • Marks and Spencer Unit Trust Management Limited (no longer approved here)

    FRN 141662

    • [FCA CF] Material risk taker (12 Jan 2021 to 8 Sep 2021)
  • MARKS AND SPENCER FINANCIAL SERVICES PLC (no longer approved here)

    FRN 151427

    • [PRA CF] Significant risk taker or Material risk taker (12 Jan 2021 to 8 Sep 2021)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Manager of certification employee (20 Aug 2018 to 8 Jan 2019)
    • [PRA CF] Significant risk taker or Material risk taker (25 May 2016 to 6 Aug 2019)

Recent activity

Updates to this individual's record on the FCA register.

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