MARKS AND SPENCER FINANCIAL SERVICES PLC

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Bank Deposits

For All, Deposit
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Stockbroking

For Retail (Non-Investment Insurance), Non-investment insurance contracts
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Consumer Loans
Loan Servicing

Senior staff personally approved by the FCA to hold their roles here.

Aileen Norma Taylor
IRN ANT01012
- [PRA CF] Managing a material risk taker (17 Feb 2025 to 14 Apr 2025)
Alan James McWalter
IRN AXM01672
- CF2 Non Executive Director (1 Dec 2001 to 10 Jul 2002)
Alan Stuart Ramsay
IRN ASR01035
- CF10 Compliance Oversight (21 Jan 2011 to 21 Aug 2013)
- CF11 Money Laundering Reporting (18 May 2005 to 7 Dec 2012)
Alexis Dolling
IRN AXD33462
- [FCA CF] Manager of certification employee (11 Jan 2019 to 8 Feb 2019)
Alison Jane Hewitt
IRN AJH01559
- SMF16 Compliance Oversight (7 Mar 2016 to 30 Jun 2018)
- CF10 Compliance Oversight (11 Jan 2016 to 6 Mar 2016)
Alistair Graham Milne
IRN AGM01089
- Responsible for Insurance Mediation (14 Jan 2005 to 4 Feb 2005)
- CF1 Director (19 Mar 2002 to 4 Feb 2005)
Allan James Clare
IRN AJC01546
- SMF17 Money Laundering Reporting Officer (MLRO) (8 Aug 2018 to 1 Jul 2020)
Amanda Jane Newman
IRN AJN33463
- [PRA CF] Significant risk taker or Material risk taker (11 Jan 2019 to 5 Feb 2019)
Andrew Douglas van den Aardweg
IRN ADV01021
- Director of firm who is not a certification employee or a SMF manager (17 Jul 2017 to 18 Jun 2020)
- CF2 Non Executive Director (17 Jul 2015 to 6 Mar 2016)
Andrew John Murfin
IRN AXM00436
- [FCA CF] Manager of certification employee (since 1 Apr 2026)

Smaller firms operating under this firm's FCA authorisation.

Moto Plc (no longer appointed)
FRN 490586 · Appointed 23 Oct 2008 · Until 14 Apr 2009
Marks and Spencer P.L.C (no longer appointed)
FRN 151426 · Appointed 17 Jun 1926 · Until 28 May 2019

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.