Alison Jane Hewitt

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Wells Fargo Securities International Limited (no longer approved here)

    FRN 186745

    • SMF16 Compliance Oversight (28 Jan 2021 to 30 Sep 2021)
  • Allspring Global Investments (UK) Limited (no longer approved here)

    FRN 190608

    • SMF16 Compliance Oversight (28 Jan 2021 to 26 Aug 2021)
  • Wells Fargo Bank, National Association (no longer approved here)

    FRN 456183

    • SMF16 Compliance Oversight (28 Jan 2021 to 30 Sep 2021)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • SMF16 Compliance Oversight (7 Mar 2016 to 27 Mar 2020)
    • CF10 Compliance Oversight (2 Jun 2014 to 6 Mar 2016)
  • MARKS AND SPENCER FINANCIAL SERVICES PLC (no longer approved here)

    FRN 151427

    • SMF16 Compliance Oversight (7 Mar 2016 to 30 Jun 2018)
    • CF10 Compliance Oversight (11 Jan 2016 to 6 Mar 2016)
  • HSBC Global Asset Management (UK) Limited (no longer approved here)

    FRN 122335

    • CF10 Compliance Oversight (2 Jun 2014 to 4 Mar 2016)
  • CHESNARA LIFE (UK) LIMITED (no longer approved here)

    FRN 133435

    • CF10 Compliance Oversight (2 Jun 2014 to 6 Mar 2016)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF29 Significant management (30 May 2013 to 18 Apr 2014)
    • CF10a CASS Oversight function (1 Oct 2011 to 18 Apr 2014)
    • CF11 Money Laundering Reporting (12 Aug 2011 to 8 Jan 2013)
    • CF10 Compliance Oversight (16 Jan 2009 to 30 May 2013)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF29 Significant management (30 May 2013 to 18 Apr 2014)
    • CF10a CASS Oversight function (1 Oct 2011 to 18 Apr 2014)
    • CF11 Money Laundering Reporting (12 Aug 2011 to 8 Jan 2013)
    • CF10 Compliance Oversight (16 Jan 2009 to 30 May 2013)
  • LDC (Managers) Limited (no longer approved here)

    FRN 147964

    • CF11 Money Laundering Reporting (12 Aug 2011 to 8 Jan 2013)
    • CF10 Compliance Oversight (12 Aug 2011 to 30 May 2013)
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Updates to this individual's record on the FCA register.

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