Alan Stuart Ramsay

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CHESNARA LIFE (UK) LIMITED (no longer approved here)

    FRN 133435

    • CF10 Compliance Oversight (21 Jan 2011 to 21 Aug 2013)
    • CF11 Money Laundering Reporting (21 Jan 2004 to 7 Dec 2012)
  • MARKS AND SPENCER FINANCIAL SERVICES PLC (no longer approved here)

    FRN 151427

    • CF10 Compliance Oversight (21 Jan 2011 to 21 Aug 2013)
    • CF11 Money Laundering Reporting (18 May 2005 to 7 Dec 2012)
  • Marks and Spencer Unit Trust Management Limited (no longer approved here)

    FRN 141662

    • CF11 Money Laundering Reporting (18 May 2005 to 7 Dec 2012)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF10 Compliance Oversight (21 Jan 2004 to 21 Aug 2013)
    • CF11 Money Laundering Reporting (21 Jan 2004 to 7 Dec 2012)
    • CF21 Investment Adviser (30 Nov 2002 to 12 Jan 2004)
  • HSBC Global Asset Management (UK) Limited (no longer approved here)

    FRN 122335

    • CF10 Compliance Oversight (1 Dec 2001 to 21 Aug 2013)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 7 Dec 2012)
  • HSBC Alternative Investments Limited (no longer approved here)

    FRN 170423

    • CF11 Money Laundering Reporting (1 Dec 2001 to 7 Dec 2012)
    • CF10 Compliance Oversight (1 Dec 2001 to 21 Aug 2013)
  • InfraRed Capital Partners Limited (no longer approved here)

    FRN 195766

    • CF10 Compliance Oversight (1 Dec 2001 to 30 Apr 2011)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 30 Apr 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.