Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc

    FRN 114216

    • SMF7 Group Entity Senior Manager (since 15 Nov 2024)
    • [PRA CF] Managing a material risk taker (16 Sep 2021 to 22 Jan 2026)
    • [FCA CF] Significant management (14 Apr 2020 to 15 Nov 2024)
    • [FCA CF] Manager of certification employee (14 Apr 2020 to 15 Nov 2024)
    • [PRA CF] Significant risk taker or Material risk taker (20 Dec 2019 to 15 Nov 2024)
    • SMF7 Group Entity Senior Manager (since 15 Nov 2024)
    • [PRA CF] Managing a material risk taker (16 Sep 2021 to 22 Jan 2026)
    • [FCA CF] Significant management (14 Apr 2020 to 15 Nov 2024)
    • [FCA CF] Manager of certification employee (14 Apr 2020 to 15 Nov 2024)
    • [PRA CF] Significant risk taker or Material risk taker (20 Dec 2019 to 15 Nov 2024)
  • Marks and Spencer Unit Trust Management Limited (no longer approved here)

    FRN 141662

    • [PRA CF] Managing a material risk taker (17 Feb 2025 to 14 Apr 2025)
  • MARKS AND SPENCER FINANCIAL SERVICES PLC (no longer approved here)

    FRN 151427

    • [PRA CF] Managing a material risk taker (17 Feb 2025 to 14 Apr 2025)
  • The Royal Bank of Scotland International Limited (no longer approved here)

    FRN 760675

    • [PRA CF] Significant risk taker or Material risk taker (28 Jan 2019 to 30 Sep 2019)
    • [FCA CF] Manager of certification employee (28 Jan 2019 to 30 Sep 2019)
  • THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (no longer approved here)

    FRN 114724

    • [PRA CF] Significant risk taker or Material risk taker (24 May 2017 to 30 Sep 2019)
    • [FCA CF] Manager of certification employee (24 May 2017 to 30 Sep 2019)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • [PRA CF] Significant risk taker or Material risk taker (24 May 2017 to 30 Sep 2019)
    • [FCA CF] Manager of certification employee (24 May 2017 to 30 Sep 2019)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 30 Sep 2019)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 30 Sep 2019)

Recent activity

Updates to this individual's record on the FCA register.

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