Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC Bank Plc
FRN 114216
- SMF7 Group Entity Senior Manager (since 15 Nov 2024)
- [PRA CF] Managing a material risk taker (16 Sep 2021 to 22 Jan 2026)
- [FCA CF] Significant management (14 Apr 2020 to 15 Nov 2024)
- [FCA CF] Manager of certification employee (14 Apr 2020 to 15 Nov 2024)
- [PRA CF] Significant risk taker or Material risk taker (20 Dec 2019 to 15 Nov 2024)
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HSBC UK Bank Plc
FRN 765112
- SMF7 Group Entity Senior Manager (since 15 Nov 2024)
- [PRA CF] Managing a material risk taker (16 Sep 2021 to 22 Jan 2026)
- [FCA CF] Significant management (14 Apr 2020 to 15 Nov 2024)
- [FCA CF] Manager of certification employee (14 Apr 2020 to 15 Nov 2024)
- [PRA CF] Significant risk taker or Material risk taker (20 Dec 2019 to 15 Nov 2024)
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- [PRA CF] Managing a material risk taker (17 Feb 2025 to 14 Apr 2025)
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- [PRA CF] Managing a material risk taker (17 Feb 2025 to 14 Apr 2025)
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- [PRA CF] Significant risk taker or Material risk taker (28 Jan 2019 to 30 Sep 2019)
- [FCA CF] Manager of certification employee (28 Jan 2019 to 30 Sep 2019)
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- [PRA CF] Significant risk taker or Material risk taker (24 May 2017 to 30 Sep 2019)
- [FCA CF] Manager of certification employee (24 May 2017 to 30 Sep 2019)
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- [PRA CF] Significant risk taker or Material risk taker (24 May 2017 to 30 Sep 2019)
- [FCA CF] Manager of certification employee (24 May 2017 to 30 Sep 2019)
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- [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 30 Sep 2019)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 30 Sep 2019)
Recent activity
Updates to this individual's record on the FCA register.
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