MARKS AND SPENCER FINANCIAL SERVICES PLC

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Bank Deposits

For All, Deposit
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Stockbroking

For Retail (Non-Investment Insurance), Non-investment insurance contracts
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Consumer Loans
Loan Servicing

Senior staff personally approved by the FCA to hold their roles here.

Andrew John Ripley
IRN AJR01318
- CF1 Director (30 Jan 2008 to 24 Sep 2009)
Andrew Ray Mielczarek
IRN ARM01127
- CF1 Director (21 Apr 2005 to 17 Apr 2008)
Angus John McAlpine Halton
IRN AJH01360
- CF11 Money Laundering Reporting (14 Oct 2013 to 6 Mar 2016)
Barrie John Wells
IRN BXW01105
- CF2 Non Executive Director (1 Dec 2001 to 31 Dec 2009)
Ben Taylor
IRN BXT31319
- [FCA CF] Manager of certification employee (6 Mar 2019 to 3 Jul 2019)
Brendan Cook
IRN BAC01071
- CF8 Apportionment and Oversight (4 Jan 2005 to 31 Oct 2007)
- CF1 Director (2 Nov 2004 to 1 Jan 2009)
- CF3 Chief Executive (2 Nov 2004 to 1 Jan 2009)
Brian Robertson
IRN BXR01193
- CF28 Systems and controls (1 Nov 2007 to 22 Feb 2011)
- CF14 Risk Assessment (17 Jul 2006 to 31 Oct 2007)
Bruce Alan Fletcher
IRN BAF01029
- CF28 Systems and controls (19 Jan 2011 to 19 Dec 2012)
Caroline Edwards
IRN CXE01176
- SMF16 Compliance Oversight (26 Jan 2024 to 30 Jun 2025)
Catherine Bussery
IRN CXB02036
- CF11 Money Laundering Reporting (18 Apr 2012 to 1 Nov 2013)

Smaller firms operating under this firm's FCA authorisation.

Moto Plc (no longer appointed)
FRN 490586 · Appointed 23 Oct 2008 · Until 14 Apr 2009
Marks and Spencer P.L.C (no longer appointed)
FRN 151426 · Appointed 17 Jun 1926 · Until 28 May 2019

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.